Latest Research & Analysis

17-Sep-2020 - Schlumberger Limited – SLB: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is heavily reliant on company disclosures and our expertise in using the...

17-Sep-2020 - Thomson Reuters Corporation – TRI:  SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is heavily reliant on company disclosures and our expertise in...

14-Sep-2020 - Below are those instances wherein the SEC recently cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to block our access to records we sought on the public companies included in this update.   As a matter of law, they are acknowledging...

14-Sep-2020 - No Recent SEC Investigative Records Found – 180 Companies Published 14-Sep-2020 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think...

1-Sep-2020 - The following companies were removed from our Watch List of companies with confirmed, undisclosed SEC investigations – American International Group, Inc. – AIG Benefytt Technologies, Inc., fka, Health Insurance Innovations, Inc. – BFYT/HIIQ BP plc – BP Eversource Energy, Inc. –...

24-Aug-2020 - This is a newer report format for us.  It lists those instances wherein the SEC recently cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to block our access to records we sought on the public companies included in this update.  As a...

24-Aug-2020 - No Recent SEC Investigative Records Found – 208 Companies Published 24-Aug-2020 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think...

12-Aug-2020 - Medley Capital Corporation – MCC:  SEC Investigation Update Update – An undisclosed SEC investigation is again confirmed.  Second time since Aug-2019. Maintained on Watch List.  Probes Reporter® research provides data, commentary, and analysis on public company...

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