Latest Research & Analysis

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). NetApp, Inc. – NTAP:  Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 22-Mar-2019, and later confirmed in an...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Paycom Software Inc – PAYC:  An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 17-Aug-2018. On-going...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Service Corp International – SCI: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 04-Apr-2019, and later confirmed...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Thomson Reuters Corporation – TRI:  An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 20-Dec-2017, and...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). No Recent SEC Investigative Records Found – 88 Companies As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of...

4-Jun-2019 - Company Comments, Data, or Perspectives To access the full report, click on the PDF (only visible when logged-in).   We published a fully updated Watch List today.  It lists 76 US-registered companies on which we are tracking confirmed, undisclosed SEC investigations. In...

4-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Sunrun, Inc. – RUN:  Removed from Watch List.  We were early and accurate in warning you about what turned out to be a 2017-2018 SEC investigation into Sunrun.  Unfortunately, even with...

3-Jun-2019 - June 03, 2019:  Update - Removed from Watch List of companies with undisclosed SEC investigations. Recent data, dated 09-Apr0-2019, suggests no investigative activity found.  In Nov-2018, we received 35 pages of heavily--redacted emails that appear to be from a FCPA...

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