Latest Research & Analysis

3-Jul-2018 - Korea Electric Power Corp. (KEP):  Removed from Watch List.  Documents recently received.  We recently learned Korea Electric Power was investigated for FCPA matters as part of an SEC investigation titled, "In the Matter of Peabody Energy Corporation".  We have...

3-Jul-2018 - Legg Mason Inc. (LM):  Removed from Watch List.  It appears the SEC investigation(s) that previously caused our access to records to be denied on Legg Mason Inc. is now over.  We have been steadily tracking SEC investigative activity at this company since Sep-2012....

3-Jul-2018 - Lexington Realty Trust (LXP):  Removed from Watch List.  Documents recently received.  Lexington Realty Trust was one of many companies named in an Aug-2016 SEC investigation titled, "Certain non-GAAP Revenue Adjustments".  Twenty-three pages released, a one-page...

3-Jul-2018 - Lions Gate Entertainment Corp. (LGF):  Removed from Watch List.  Document recently received.  In Jun-2018, the SEC released a one-page Case Closing Report, dated 31-Jan-2017, from an unspecified SEC investigation of Lions Gate.  The SEC also withheld a 10-page...

3-Jul-2018 - Monsanto Company (MON):  Removed from Watch List. Documents recently identified but blocked.  Recent responses tell us undisclosed SEC investigative activity has ended.  In Jun-2018, the SEC said it identified, and then blocked our access to "a 3-page case opening and...

3-Jul-2018 - New York REIT Inc. (NYRT):  Removed from Watch List, Coverage Dropped. A recent response tells us an undisclosed SEC investigation has ended.  In that response, the SEC said it identified, “5 boxes of hard copy records; 1,218 additional files of digital records; and, 2 CDs...

3-Jul-2018 - Pfizer, Inc.  (PFE): Removed from Watch List.  Large volume of records identified on a recent, now-closed, but undisclosed SEC investigation.  In a letter dated 18-Apr-2018, the SEC said it identified an estimated 226 boxes of records from an unspecified SEC...

2-Jul-2018 - Qualcomm Inc. (QCOM):   Removed from Watch List.  Documents identified, but not released. This tells us a recent undisclosed SEC investigation is over. In a letter dated 03-May-2018, the SEC identified a 2-page Matter Detail Report pertaining to an investigation on which no...

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