Latest Research & Analysis

1-Jul-2021 - Companies in Today’s Research Update Blackstone Group, L.P. Facebook, Inc. Franklin Resources, the Legg Mason Inc. unit Koppers Holdings, Inc. Welltower, Inc. In addition, today’s report lists 155 US-registered public companies on which we received Freedom of Information...

1-Jul-2021 - Update – Blackstone Group Inc. – BX $97.14, Mkt Cap $114.58 B: Undisclosed SEC Investigation Again Confirmed – Documents Received – Maintained on Watch List due to an ongoing, undisclosed SEC probe. We’ve been tracking an undisclosed SEC investigation at Blackstone Group since 11-...

1-Jul-2021 - Update – Facebook, Inc. – FB $347.71, Mkt Cap $1.01 T:  Investigative documents received – Maintained on Watch List due to an ongoing, undisclosed SEC probe we’ve been tracking since Sep-2019. We recently received 152 pages of records from one of the undisclosed SEC...

1-Jul-2021 - Removed – Franklin Resources Inc., the Legg Mason Inc. unit (as of Jul-2020, LM became a division of Franklin Templeton Investments) – BEN / LM $31.99, Mkt Cap $16.41 B:  Legg Mason removed from Watch List. SEC investigative documents received point to what appears to be an...

1-Jul-2021 - NEW – Koppers Holdings, Inc. – KOP $32.35, Mkt Cap $665 mm:  Confirmed, Undisclosed SEC Investigation. Added to Watch List.  Undisclosed SEC investigative activity first found at Koppers Holdings on 31-Mar-2021, and then later confirmed as ongoing on 18-May-2021. ...

1-Jul-2021 - Removed – Monro, Inc. – MNRO $63.51, Mkt Cap $2.1 B:  Removed from Watch List.  With recently received 81 pages of investigative records from the SEC that show Monro was involved in an undisclosed 2019-2021 investigation that appeared to focus on Reg FD violations. ...

1-Jul-2021 - Update – Welltower, Inc. – WELL $83.10, Mkt Cap $34.64B B: Undisclosed SEC Investigation Again Confirmed Maintained on Watch List.  The first FOIA response indicating an SEC investigation was dated 16-Apr-2020. On-going enforcement proceedings now confirmed on appeal two times...

28-May-2021 - Company’s appearing in today’s research update -- Aegion Corp. – AEGN Cheesecake Factory Inc., The – CAKE Marathon Petroleum Corp. – MPC MasTec Inc. – MTZ Medtronic, Plc – MDT Owens & Minor, Inc. – OMI Procter & Gamble Company – PG Aegion Corp. – AEGN: ...

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