Disclosure Insight - Commentary & Analysis

7-Mar-2016 - On this page you can access our coverage list as well as sample reports.  We routinely produce four primary types of research reports.  They are -- FOIA Update - This is a quick-read format designed to rapidly deliver the latest results from the 2,500 Freedom of...

30-Aug-2016 - Analyst Summary:  The shares of BOFI have risen nearly 50% since an 02-Aug-2016 conference call on which the CEO gave an impassioned assurance there was no regulatory risk (The stock was $15.34 at the time).  We found the CEOs’ remarks heavily qualified, and in our view...

29-Aug-2016 - Analyst Summary:  Information received just last week again confirms existence of an undisclosed SEC probe at Prospect Capital (PSEC).  Along with earlier responses received from the SEC (in October & November 2015, as well as January and February 2016), this new...

26-Aug-2016 - Analyst Summary:  On 18-Aug-2016, AECOM filed an 8-K in response to a negative report on the company that was published by Spruce Point Capital on 15-Aug-2016.  What was missing from that 8-K, and all company filings we searched back to Apr-2012, is any clear disclosure of...

27-Jul-2016 - Analyst Summary:  The timing surrounding the disclosure of an SEC investigation reeks of danger.   Advanced Drainage Systems has been wrestling with accounting and related woes for over a year now.  This report introduces something new to consider that we don’t...

26-Jul-2016 - Analyst Summary:  Yesterday, 25-Jul-2016, Mr. Brad Berning, a senior analyst with Craig-Hallum, published a research report in which he wrongly concluded that his, “SEC FOIA Request Reveals No SEC Investigation Into BOFI”. Mr. Berning’s misguided conclusion about the absence of...

13-Jul-2016 - Tesla Motors, Inc. – TSLA Confirmed, Undisclosed SEC Investigation.  Analyst Summary:  Through clever language and careful omission, we think Tesla is misleading investors about SEC investigative risk. On Monday, the Wall Street Journal broke a story claiming the...

30-Jun-2016 - Trinity Industries, Inc.  – TRN Multiple Confirmed, Undisclosed SEC Investigations.  Analyst Summary:   We first learned of undisclosed SEC investigative activity at this company in Jul-2015.  Data recently received now points to more than one undisclosed...

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