Disclosure Insight - Commentary & Analysis

3-Mar-2024 - On this page you can access our coverage list as well as sample reports.  We routinely produce four primary types of research reports.  They are -- Watch List:  This report lists all companies on which we are currently tracking confirmed, undisclosed SEC...

16-Jun-2024 - Added to the DI Focus List After nearly fours years of staying silent about it, in May UPS finally disclosed that SEC investigation we had been tracking since Nov-2019, and warned on repeatedly since.  Per the 10-Q filed on a Friday, 03-May-2024, at 4:48 pm EDT, UPS said the...

12-Jun-2024 - Early Signals Report - June 13, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. American Electric Power Company, Inc. AEP Caesars Entertainment Corp. CZR...

10-Jun-2024 - Quick Take: In our opinion, Upstart Holdings management and board are playing games with investors over a recently disclosed SEC investigation. Bad.  Here’s what they did – Waited almost six months to tell you about receipt of an SEC subpoena in Nov-2023.  We’ll explain...

22-Jan-2024 - Newly Disclosed SEC Investigation:  More Bad News Likely From ADM ADM issued an unusual press release over the weekend, on Sunday, 21-Jan-2024.  The CFO was put on administrative leave with related news of an SEC inquiry.  Earnings report to be delayed. In short, the...

30-Oct-2023 - Early Signals Report - October 30, 2023 Today we published updates into SEC investigative activity at the following US-listed companies -- PDF with full report only visible if logged-in. Agios Pharmaceuticals, Inc. AGIO Applied Materials Inc. AMAT...

27-Sep-2023 - DI Report - September 28, 2023 Today we published a Sector Warning.   Three Online Auto Companies Now Have Undisclosed SEC Investigations. PDF with full report only visible if logged-in.

20-Jul-2023 - The SEC Accounting Investigation Carvana [Still] Does Not Want to Talk About Analysis and Opinion:  With Carvana shares on a volatile tear this year, we thought it would be worthwhile to remind you that this management disclosed serious-sounding accounting issues in early 2020...

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