3-Mar-2024 - On this page you can access our coverage list as well as sample reports. We routinely produce four primary types of research reports. They are -- Watch List: This report lists all companies on which we are currently tracking confirmed, undisclosed SEC...
Disclosure Insight - Commentary & Analysis
17-Jun-2024 - We recently received meta data and 20 pages of records that show AMC Entertainment was involved in an undisclosed 2022-2023 SEC investigation into transactions between itself, Mudrick Capital, and Hycroft Mining (HYMC), that were atypical relative to the company’s business and...
16-Jun-2024 - Added to the DI Focus List After nearly fours years of staying silent about it, in May UPS finally disclosed that SEC investigation we had been tracking since Nov-2019, and warned on repeatedly since. Per the 10-Q filed on a Friday, 03-May-2024, at 4:48 pm EDT, UPS said the...
12-Jun-2024 - Early Signals Report - June 13, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. American Electric Power Company, Inc. AEP Caesars Entertainment Corp. CZR...
10-Jun-2024 - Quick Take: In our opinion, Upstart Holdings management and board are playing games with investors over a recently disclosed SEC investigation. Bad. Here’s what they did – Waited almost six months to tell you about receipt of an SEC subpoena in Nov-2023. We’ll explain...
22-Jan-2024 - Newly Disclosed SEC Investigation: More Bad News Likely From ADM ADM issued an unusual press release over the weekend, on Sunday, 21-Jan-2024. The CFO was put on administrative leave with related news of an SEC inquiry. Earnings report to be delayed. In short, the...
30-Oct-2023 - Early Signals Report - October 30, 2023 Today we published updates into SEC investigative activity at the following US-listed companies -- PDF with full report only visible if logged-in. Agios Pharmaceuticals, Inc. AGIO Applied Materials Inc. AMAT...
27-Sep-2023 - DI Report - September 28, 2023 Today we published a Sector Warning. Three Online Auto Companies Now Have Undisclosed SEC Investigations. PDF with full report only visible if logged-in.