3-Mar-2024 - On this page you can access our coverage list as well as sample reports. We routinely produce four primary types of research reports. They are -- Watch List: This report lists all companies on which we are currently tracking confirmed, undisclosed SEC...
Disclosure Insight - Commentary & Analysis
7-Oct-2024 - Summary and Opinion: It appears Medtronic is hiding an ongoing SEC/DOJ Foreign Corrupt Practices Act (FCPA) investigation, “largely involving historical conduct of third-party distributors, primarily in China.” As of 16-Aug-2024, our work confirmed an ongoing, undisclosed SEC...
23-Sep-2024 - Summary and Opinion: Are we back in China? Boston Scientific had a relatively recent FCPA investigation involving China it never disclosed. It ended just two years before a disclosed one involving Vietnam started. In Aug-2024, the company said its Vietnam FCPA investigation has...
4-Sep-2024 - “Disclosure Games” is a term we use to highlight those public companies engaging in disclosure practices we find as misleading, confusing, evasive, or otherwise lacking the transparency needed for investors to make well-informed investment decisions regarding a potentially material...
17-Jun-2024 - We recently received meta data and 20 pages of records that show AMC Entertainment was involved in an undisclosed 2022-2023 SEC investigation into transactions between itself, Mudrick Capital, and Hycroft Mining (HYMC), that were atypical relative to the company’s business and...
16-Jun-2024 - Added to the DI Focus List After nearly fours years of staying silent about it, in May UPS finally disclosed that SEC investigation we had been tracking since Nov-2019, and warned on repeatedly since. Per the 10-Q filed on a Friday, 03-May-2024, at 4:48 pm EDT, UPS said the...
12-Jun-2024 - Early Signals Report - June 13, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. American Electric Power Company, Inc. AEP Caesars Entertainment Corp. CZR...
10-Jun-2024 - Quick Take: In our opinion, Upstart Holdings management and board are playing games with investors over a recently disclosed SEC investigation. Bad. Here’s what they did – Waited almost six months to tell you about receipt of an SEC subpoena in Nov-2023. We’ll explain...