12-Jun-2024 - Early Signals Report - June 13, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. American Electric Power Company, Inc. AEP Caesars Entertainment Corp. CZR...
Disclosure Insight - Commentary & Analysis
10-Jun-2024 - Quick Take: In our opinion, Upstart Holdings management and board are playing games with investors over a recently disclosed SEC investigation. Bad. Here’s what they did – Waited almost six months to tell you about receipt of an SEC subpoena in Nov-2023. We’ll explain...
22-Jan-2024 - Newly Disclosed SEC Investigation: More Bad News Likely From ADM ADM issued an unusual press release over the weekend, on Sunday, 21-Jan-2024. The CFO was put on administrative leave with related news of an SEC inquiry. Earnings report to be delayed. In short, the...
30-Oct-2023 - Early Signals Report - October 30, 2023 Today we published updates into SEC investigative activity at the following US-listed companies -- PDF with full report only visible if logged-in. Agios Pharmaceuticals, Inc. AGIO Applied Materials Inc. AMAT...
27-Sep-2023 - DI Report - September 28, 2023 Today we published a Sector Warning. Three Online Auto Companies Now Have Undisclosed SEC Investigations. PDF with full report only visible if logged-in.
20-Jul-2023 - The SEC Accounting Investigation Carvana [Still] Does Not Want to Talk About Analysis and Opinion: With Carvana shares on a volatile tear this year, we thought it would be worthwhile to remind you that this management disclosed serious-sounding accounting issues in early 2020...
30-Jan-2023 - New - Confirmed, Undisclosed SEC investigative activity found. In its November earnings call with analysts, Natera management treated investors to some happy news about an internal investigation having cleared Natera of wrong-doing. The company also said it had received...
23-Jan-2023 - New - Confirmed, Undisclosed SEC investigative activity found. On 18-Dec-2022, L3Harris Technologies (LHX) announced a deal to acquire Aerojet Rocketdyne for $4.7 billion, or $58 per share. Aerojet is added to the DI Focus and Watch Lists because we recently found...