1-Apr-2019 - Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations. It is based on data we acquired under the US Freedom of Information Act. (You must be logged-in to see PDF) Every company on...
11-Apr-2019 - Inside today’s research update – FOIA Update – Data Feed Report: Today’s data feed lists 33 US-registered public companies on which we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity. In addition, today’s...
11-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Arrow Electronics, Inc. – ARW: An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC investigation was dated 22-May-2018. On-going enforcement...
11-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Celgene Corporation – CELG: Something Curious Between Celgene Corporation and the SEC. We got one of those curious response patterns from the SEC where it first appeared there was an investigation,...
11-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Morningstar, Inc – MORN: An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC investigation was dated 14-May-2018. On-going enforcement proceedings...
11-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Sun Hydraulics Corp. – SNHY: An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC investigation was dated 30-May-2018. On-going enforcement proceedings...
11-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Switch, Inc – SWCH: Added to our Watch List of companies with confirmed, undisclosed SEC investigations. The first FOIA response indicating an SEC investigation was dated 21-Feb-2019, and later...
11-Apr-2019 - FOIA Update / Data Feed: No Recent SEC Investigative Records Found – 33 Companies As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity. If you think any of...