1-Sep-2020 - To access the full Watch List f US-listed public companies with confirmed, undisclosed SEC investigations. -- Client Log-in ...
17-Sep-2020 - The SEC previously cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to block our access to the detailed records we sought on the companies listed here. In response to administrative appeals we filed, the SEC then confirmed on-going enforcement...
17-Sep-2020 - BGC Partners, Inc. – BGCP: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the...
17-Sep-2020 - Cheesecake Factory Inc., The – CAKE: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in...
17-Sep-2020 - IQVIA Holdings, Inc. – IQV: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the...
17-Sep-2020 - Schlumberger Limited – SLB: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the...
17-Sep-2020 - Thomson Reuters Corporation – TRI: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in...
14-Sep-2020 - Below are those instances wherein the SEC recently cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to block our access to records we sought on the public companies included in this update. As a matter of law, they are acknowledging...