Latest Research & Analysis

31-Aug-2018 - Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations.  It is based on data we acquired under the US Freedom of Information Act.  (You must be logged-in to see PDF) Every company on...

20-Sep-2016 - On this page you can access our coverage list as well as sample reports.  We routinely produce four primary types of research reports.  They are -- FOIA Update - This is a quick-read format designed to rapidly deliver the latest results from the 2,500 Freedom of...

16-Nov-2018 - Honeywell International, Inc. – HON ($148.19 Mkt Cap $109.2 B):  The company’s narrative on a recently disclosed SEC investigation doesn’t add up. The market is widely aware that Honeywell disclosed an SEC investigation with the filing of a 10-Q on 19-Oct-2018.  Per the...

16-Nov-2018 - Navient Corp. – NAVI:  Removed from Watch List.  We were early and accurate in warning you about what turned out to be a two-year, formal SEC investigation of Navient that only ended in Aug-2018, yet was never disclosed.  Unfortunately, even with documents in hand, we...

16-Nov-2018 - Overseas Shipholding Group Inc. – OSG:  Removed from Watch List.  In summer 2018, the SEC indicated 16 boxes of records were available on a closed investigation on which no other data was provided. The company announced settlement of an SEC probe on 23-Jan-2017, but the SEC...

16-Nov-2018 - RE/MAX Holdings, Inc. – RMAX:  Removed from Watch List.  In late 2017, Re/Max did not timely submit its SEC filings due to what the company said was an internal investigation.  This easily could have triggered the undisclosed SEC investigation we were tracking. ...

15-Nov-2018 - Snap, Inc. – SNAP:  Danger:  Snap is Playing Disclosure Games with Investors over Joint SEC/DOJ Investigations.  On Tuesday 13-Nov-2018, Reuters broke a story on Snap, Inc. which opened with this, “The U.S. Justice Department and Securities and Exchange Commission have...

5-Nov-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act.  Companies in Today’s Research Update A10 Networks, Inc. –...

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