31-Aug-2018 - Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations. It is based on data we acquired under the US Freedom of Information Act. (You must be logged-in to see PDF) Every company on...
20-Sep-2016 - On this page you can access our coverage list as well as sample reports. We routinely produce four primary types of research reports. They are -- FOIA Update - This is a quick-read format designed to rapidly deliver the latest results from the 2,500 Freedom of...
5-Nov-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Companies in Today’s Research Update A10 Networks, Inc. –...
5-Nov-2018 - A10 Networks, Inc. – ATEN: Disclosed SEC investigation(s) confirmed as ongoing. In our opinion, A10 Networks is a troubled company headed by a management team playing Disclosure Games® regarding an SEC investigation. More in today’s report. Disclosure Games® is a...
5-Nov-2018 - Hain Celestial Group, The – HAIN: Disclosed SEC Investigation(s) Confirmed as On-going. Inadequate. It looks like Hain Celestial resolved a two-year SEC accounting investigation. Not so fast. There is a subtlety in language used by the company that could blow-...
5-Nov-2018 - Pyxus International, Inc., fka, Alliance One International, Inc. – PYX/AOI: It is rare we get the kind of documents we received on a closed SEC investigation of Alliance One. If you’ve read more than one of our reports, you’ve seen us complain that the SEC doesn’t usually...
1-Nov-2018 - Freeport-McMoRan Inc. – FCX: Undisclosed SEC investigation is again confirmed. We note FCPA investigation are common among the mining companies. Details and history in today’s report. To access the SEC Investigation Update, which includes our full...
1-Nov-2018 - MiMedx Group Inc. – MDXG: Disclosed SEC Investigation(s) Confirmed as On-going. Inadequate disclosures make it impossible to assess this material and on-going risk. Details in today’s report. To access the SEC Investigation Update, which includes our full research...