Latest Research & Analysis

1-Dec-2019 - Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations.  It is based on data we acquired under the US Freedom of Information Act.  (You must be logged-in to see PDF) Every company on...

11-Dec-2019 - No Recent SEC Investigative Records Found – 118 Companies Published 11-Dec-2019 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think...

11-Dec-2019 - Albemarle Corporation – ALB: SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is...

11-Dec-2019 - Dow Inc., the Dow Chemical Company unit – DOW: SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC....

11-Dec-2019 - Mylan, Inc. – MYL::  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is...

19-Nov-2019 - No Recent SEC Investigative Records Found – 84 Companies Published 19-Nov-2019 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any...

14-Nov-2019 - Johnson Controls International plc – JCI:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC....

14-Nov-2019 - Primoris Services Corp. – PRIM:  SEC Investigation Update An undisclosed SEC investigation is again confirmed.  This was the second time since Nov-2018.  Maintained on Watch List. To access the full report, click on the PDF (only visible when logged-in). Probes...

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