Latest Research & Analysis

5-Mar-2019 - Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations.  It is based on data we acquired under the US Freedom of Information Act.  (You must be logged-in to see PDF) Every company on...

15-Mar-2019 - Inside today’s research update – In today’s report you’ll find comments on the following 12 companies - Cardinal Health Inc. CAH Ciena Corp. CIEN Core Laboratories NV CLB Gilead Sciences, Inc. GILD InnerWorkings Inc. INWK...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Cardinal Health Inc – CAH: An undisclosed SEC investigation is again confirmed. The first response indicating SEC investigation was dated 04-Apr-2018. On-going enforcement proceedings confirmed two times...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Ciena Corp. – CIEN:  SEC investigative activity was recently confirmed as on-going, so it appears this remains an exposure to the company.  It’s a disclosed FCPA matter and we see progress toward...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Core Laboratories NV – CLB:  An undisclosed SEC investigation is again confirmed.  The first response indicating an SEC investigation was dated 06-Jun-2017, at which time CLB's disclosures were...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Gilead Sciences, Inc. – GILD: Undisclosed SEC investigation is again confirmed.  The first response indicating SEC investigation was dated 19-Jun-2017. On-going enforcement proceedings confirmed three...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). InnerWorkings Inc. – INWK:  Added to our Watch List of companies with undisclosed SEC investigations. The first response indicating an SEC investigation was dated 15-Nov-2018, and later confirmed on 15-...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). MasTec Inc. – MTZ:  An undisclosed SEC investigation is again confirmed.  The first response indicating an SEC investigation was dated 07-May-2018, and later confirmed on 05-Jun-2018. This is a...

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