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Latest Research & Analysis
10-Jun-2024 - Quick Take: In our opinion, Upstart Holdings management and board are playing games with investors over a recently disclosed SEC investigation. Bad. Here’s what they did – Waited almost six months to tell you about receipt of an SEC subpoena in Nov-2023. We’ll explain...
30-May-2024 - SEC Investigation Updates - May 30, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Adams Resources & Energy, Inc. AE Advanced Drainage Systems, Inc. WMS...
22-May-2024 - Early Signals Report - May 23, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Abbott Laboratories ABT AGCO Corporation AGCO Corpay, fka, FleetCor...
19-May-2024 - Early Signals Report - May 20, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. AutoNation Inc. AN British American Tobacco, Plc. BTI CBIZ, Inc. CBZ...
16-May-2024 - SEC Investigation Updates - May 17, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Aaron's Company, Inc., The AAN Acadia Realty Trust AKR Acuity...
30-Apr-2024 - Early Signals Report - April 30, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. A10 Networks, Inc. ATEN Broadcom Inc. AVGO Dell Technologies Inc....
23-Apr-2024 - Early Signals Report - April 24, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Ameriprise Financial, Inc. AMP Charter Communications, Inc...
21-Apr-2024 - SEC Investigation Updates - April 22, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Altria Group, Inc. MO Amphastar Pharmaceutical Inc. AMPH Amphenol...