Latest Research & Analysis

7-Oct-2024 - Summary and Opinion:  It appears Medtronic is hiding an ongoing SEC/DOJ Foreign Corrupt Practices Act (FCPA) investigation, “largely involving historical conduct of third-party distributors, primarily in China.” As of 16-Aug-2024, our work confirmed an ongoing, undisclosed SEC...

26-Sep-2024 - SEC Investigation Updates - September 27, 2024 Today we published updates into SEC investigative activity at the following US companies - Amarin Corp PLC AMRN American Electric Power Company, Inc. AEP EchoStar Corp. SATS Globe Life, Inc...

23-Sep-2024 - Summary and Opinion: Are we back in China?  Boston Scientific had a relatively recent FCPA investigation involving China it never disclosed. It ended just two years before a disclosed one involving Vietnam started. In Aug-2024, the company said its Vietnam FCPA investigation has...

18-Sep-2024 - SEC Investigation Updates - September 16, 2024 Today we published updates into SEC investigative activity at the following US companies - Caesars Entertainment Corp. CZR CNH Industrial NV CNHI Cognizant Technology...

15-Sep-2024 - SEC Investigation Updates - September 16, 2024 Today we published updates into SEC investigative activity at the following US companies - AGCO Corporation AGCO AutoNation Inc. AN British American Tobacco, Plc...

9-Sep-2024 - Early Signals Report - September 10, 2024 Today we published updates into SEC investigative activity at the following US companies -- PDF with full report only visible if logged-in. Altice USA, Inc. ATUS Exxon Mobil Corporation XOM Intel Corporation...

4-Sep-2024 - “Disclosure Games” is a term we use to highlight those public companies engaging in disclosure practices we find as misleading, confusing, evasive, or otherwise lacking the transparency needed for investors to make well-informed investment decisions regarding a potentially material...

30-Aug-2024 - SEC Investigation Updates - August 30, 2024 Today we published updates into SEC investigative activity at the following US companies -- Company Name Ticker Date of Response Allegiant Travel Co. ALGT 16-Aug-2024 American Airlines Group Inc....

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