30-Sep-2021 - NASDAQ, Inc. – NDAQ: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the Freedom...
30-Sep-2021 - Nektar Therapeutics – NKTR: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the...
21-Sep-2021 - As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let...
20-Sep-2021 - Troubled Company. Run fast, run far. We see images of rats fleeing a sinking ship. In our opinion, Carvana has been playing Disclosure Games® with investors through its choice to first mislead, and then to stay silent on an SEC inquiry that investors would...
1-Sep-2021 - Bank of America Corporation – BAC: SEC Investigation Updates 01-Sep-2021: Bank of America Corp – BAC: $41.75 Mkt Cap $351.3 B Removed from Watch List. We received 9 pages of records from multiple and undisclosed SEC investigations of BAC. The...
1-Sep-2021 - Hertz Global Holdings Inc. – HTZGQ: SEC Investigation Updates 01-Sep-2021: Hertz Global Holdings Inc. – HTZZ: $16.80 Mkt Cap 7.9 B Removed from Watch List. We received 348 pages of records from an undisclosed SEC investigation into Hertz’s Jun-...
1-Sep-2021 - Natera Inc. – NTRA: SEC Investigation Updates 01-Sep-2021 - Natera Inc. – NTRA: $118.43 Mkt Cap. $11.1 B Removed from Watch List. We’ve already written extensively on problems we found at Natera. Now we received 10 more pages of records, dated Sep-2019 to Jan-...
1-Sep-2021 - Salesforce.com, Inc. – CRM: SEC Investigation Updates 01-Sep-2021 - Salesforce.com Inc. – CRM $265.27 Mkt Cap $245.6 Removed from Watch List. We received one page of records, dated 21-May-2021, from an undisclosed SEC investigation of CRM. It only shows...