Latest Research & Analysis

27-May-2021 - Amgen, Inc. – AMGN:  SEC Investigation Update An undisclosed SEC investigation is again confirmed.  This is our fourth time warning of an undisclosed SEC investigation at Amgen since Apr-2019, again confirmed as ongoing as of 21-Apr-2021.  Maintained on Watch List....

27-May-2021 - Aon Plc – AON:  SEC Investigation Update An undisclosed SEC investigation is again confirmed.  Undisclosed SEC investigative activity first found at Aon on 25-Apr-2017, now confirmed as ongoing seven times since, most recently on 21-Apr-2021.  Only generalized and...

27-May-2021 - Capital One Financial Corporation – COF:  SEC Investigation Update An undisclosed SEC investigation is again confirmed, as of 21-Apr-2021.  We’ve been tracking an undisclosed SEC investigation at Capital One since Sep-2019. This is a change from Oct-2018, at which time no...

27-May-2021 - Exxon Mobil Corporation – XOM:  SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List.  Exxon is a frequent flyer when it comes to public companies that receive wide media attention about SEC investigative activity which the company itself...

27-May-2021 - Netflix, Inc. – NFLX:  SEC Investigation Update An undisclosed SEC investigation is again confirmed.  This is our third time warning of an undisclosed SEC investigation at Netflix since Sep-2019.  The first FOIA response indicating an SEC investigation was dated 06-...

27-May-2021 - PayPal Holdings, Inc. – PYPL:  SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List.  Undisclosed SEC investigative activity first found at PayPal on 9-Mar-2021, and then later confirmed as ongoing on 21-Apr-2021.  The company had two...

27-May-2021 - Smith & Nephew PLC – SNN:  SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List.  Undisclosed SEC investigative activity first found at Smith & Nephew on 19-Feb-2021, and then later confirmed as ongoing on 23-Mar-2021.  This...

27-May-2021 - Tilray, Inc., the Aphria, Inc. unit – TLRY/APHA:  SEC Investigation Update An undisclosed SEC investigation is again confirmed at Aphria.  The first FOIA response indicating an SEC investigation at Aphria was dated 22-Jan-2020.  On-going enforcement proceedings now...

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