Sample Reports

On this page you can access our coverage list as well as sample reports.  We routinely produce four primary types of research reports.  They are --

  • Watch List:  This report lists all companies on which we are currently tracking confirmed, undisclosed SEC investigations. 
  • SEC Investigation Update Report:  This is a quick-read format designed to rapidly deliver the latest results from the 2,500 Freedom of Information Act (FOIA) requests we file each year on public companies.  This is where our alerts to undisclosed SEC probes are frequently found.
  • Early Signals report:  This premium research report has those companies with only POSSIBLE indicators of SEC investigative activity. Over the long-term, we found about 80% of these early signals are likely to be confirmed as having active-and-ongoing SEC investigations. But not all will be. You must be an all-access client to receive this report.
  • Disclosure Insight® Reports / SEC Investigation Updates - This is a report format we use to provide analysis and opinion on a disclosure matter pertaining to a public company. Like all our work, it is heavily reliant on our expertise in interpreting public company disclosures paired with using the Freedom of Information Act.

To access the coverage list and sample reports, simply click on the PDFs posted here. 

To learn more about our Service Levels click here.