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Latest Research & Analysis
22-Jul-2014 - Last Friday a representative from Intel contacted us to dispute our recently published reports indicating the company has an undisclosed SEC investigation. In a follow-up conversation and email exchanges, this same Intel official claimed the company is not aware of any ongoing...
21-Jul-2014 - Based on new information received from the SEC, we are removing Allergan from our Watch List. The SEC also denied our access to documents that would explain what took place in an SEC investigation which closed on 02-Jan-2013."Files Do Not Contain Information Responsive to...
18-Jul-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update. As a matter of law, they are acknowledging some sort of investigative activity. The...
17-Jul-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update. Our research shows they remain undisclosed. We previously alerted readers to the risk of a “Possible Undisclosed SEC...
10-Jul-2014 - Based on new information received from the SEC, we are removing DEERE & CO (DE) from our Watch List.The SEC had previously cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records we sought on Deere. As a matter of law...
10-Jul-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update. As a matter of law, they are acknowledging some sort of investigative...
9-Jul-2014 - Emerson Electric (EMR) was involved in a sizable - and undisclosed - SEC investigation in 2013 which it really doesn't want you to know about. Of course, the mere existence of an SEC investigation should not be construed as an indication that any violations of law have occurred...
30-Jun-2014 - A search of our database shows a significant history of SEC investigative activity for both Valeant Pharmaceuticals International, Inc.(VRX) and Allergan (AGN). This includes a possible undisclosed SEC investigation of Allergan, as of 20-Mar-2014. Since first unveiling...