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Latest Research & Analysis
9-Jun-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update. Our research shows they remain undisclosed.We previously alerted readers to the risk of a “Possible Undisclosed...
6-Jun-2014 - The announcement by Hertz Global Holdings (HTZ) today of its need to the need to restate earnings as a result of accounting errors is almost certain to trigger a new SEC investigation; that is, if it hasn’t already. If/when that happens, don't count on the company to rush to...
6-Jun-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update. As a matter of law, they are acknowledging some sort of investigative activity...
5-Jun-2014 - Based on new information received from the SEC, we are removing the companies listed in today's update from our Watch List. The SEC had previously cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records we sought on the public...
5-Jun-2014 - Though Sprint had a year-long formal SEC investigation from 2012-2013, there appears no SEC investigative activity as of Feb-2014, the date of the SEC's most recent letter to us regarding the company. We've not previously researched T-Mobile but did find signs of SEC...
5-Jun-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update. Our research shows they remain undisclosed. We previously alerted readers to the risk of a “Possible...
4-Jun-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to block our access to the detailed records on the public companies included in this update. As a matter of law, they are acknowledging some sort of...
3-Jun-2014 - Based on information recently received from the SEC, we are removing Ashland, Inc. from the Probes Reporter Watch List. The SEC informed us an error was made in processing our original request of 25-Feb-2014. An SEC letter dated 06-Mar-2014, provided in response to that 25-...