SEC Investigation Updates - February 07, 2023

SEC Investigation Updates - February 07, 2023
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Today we published updates into SEC investigative activity at the following companies --

1 AeroVironment, Inc. AVAV
2 Akebia Therapeutics, Inc. AKBA
3 American Axle & Manufacturing Holdings, Inc. AXL
4 Bj's Wholesale Club Holdings, Inc. BJ
5 Blackline, Inc. BL
6 Blackstone Mortgage Trust, Inc. BXMT
7 Bright Horizons Family Solutions, Inc. BFAM
8 Brightview Holdings, Inc. BV
9 Cactus Inc. WHD
10 Capri Holdings CPRI
11 Coca-Cola Company, The KO
12 Cohen & Steers, Inc. CNS
13 Ecovyst, Inc. ECVT
14 Elbit Systems Ltd. ESLT
15 Empire State Realty Trust, Inc. ESRT
16 Fate Therapeutics, Inc. FATE
17 Fluor Corporation FLR
18 Forum Energy Technologies Inc. FET
19 Franklin Electric Co., Inc. FELE
20 FreightCar America Inc. RAIL
21 Freshpet Inc. FRPT
22 Frontline Ltd. FRO
23 Gamestop Corp. GME
24 Gartner Inc. IT
25 Glaukos Corp. GKOS
26 Green Plains, Inc. GPRE
27 H.B. Fuller Company FUL
28 Hannon Armstrong Sustainable Infrastructure Capital, Inc. HASI
29 Helios Technologies, Inc. HLIO
30 Hilton Grand Vacations Inc. HGV
31 Horizon Bancorp Inc. HBNC
32 Hurco Companies Inc. HURC
33 Innoviva Inc. INVA
34 JAKKS Pacific Inc. JAKK
35 L3Harris Technologies, Inc. LHX
36 Lexicon Pharmaceuticals Inc. LXRX
37 Lucid Group Inc. LCID
38 Lumentum Holdings Inc. LITE
39 Lyft, Inc. LYFT
40 Navient Corp. NAVI
41 Nlight Inc. LASR
42 Office Properties Income Trust OPI
43 Palo Alto Networks, Inc. PANW
44 Park National Corp. PRK
45 Pennant Group Inc. PNTG
46 Phillips 66 PSX
47 Physicians Realty Trust DOC
48 Pinnacle Financial Partners Inc. PNFP
49 Price T. Rowe Group, Inc. TROW
50 Progyny, Inc. PGNY
51 Prudent Financial, Inc. PRU
52 Red Rock Resorts Inc. RRR
53 Selective Insurance Group Inc. SIGI
54 Seritage Growth Properties SRG
55 Simon Property Group Inc. SPG
56 Smith & Nephew PLC SNN
57 Standex International Corp. SXI
58 Steel Dynamics Inc. STLD
59 Summit Hotel Properties Inc. INN
60 Takeda Pharmaceutical Co Ltd TAK
61 TJX Companies Inc., The TJX
62 Trex Company, Inc. TREX
63 U.S. Silica Holdings Inc. SLCA
64 United Fire Group Inc. UFCS
65 Viatris Inc. VTRS
66 Westwood Holdings Group Inc. WHG
67 World Fuel Services Corp. INT
68 World Wrestling Entertainment, Inc. WWE
69 Zumiez Inc. ZUMZ


Important:  The data reflected in this report are only current as of the dates indicated for each individual company.  SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.

Similarly, public company disclosures made since the dates indicated herein could impact your analysis.   

The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

Full disclosures and important additional information appear at the end of this report.