SEC Investigation Updates: January 18, 2023

SEC Investigation Updates - January 18, 2023
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Today we published updates into SEC investigative activity at the following 118 companies --

1 AbbVie Inc. ABBV
2 Adient PLC ADNT
3 Adtalem Global Education, Inc. ATGE
4 Agios Pharmaceuticals, Inc. AGIO
5 Air Transport Services Group, Inc. ATSG
6 Allison Transmission Holdings Inc. ALSN
7 Aluminum Corporation of China Limited (ADR) ACH
8 American Airlines Group Inc. AAL
9 American Eagle Outfitters, Inc. AEO
10 Annaly Capital Management Inc. NLY
11 Anterix Inc. ATEX
12 Aptiv PLC. APTV
13 Archer-Daniels-Midland Company ADM
14 Astec Industries, Inc. ASTE
15 Baidu, Inc. BIDU
16 Ball Corporation BLL
17 Becton, Dickinson & Company BDX
18 Berry Global Group, Inc. BERY
19 Bloomin' Brands Inc. BLMN
20 Boot Barn Holdings Inc. BOOT
21 Boyd Gaming Corporation BYD
22 Brighthouse Financial, Inc. BHF
23 Byline Bancorp, Inc. BY
24 Cable One, Inc. CABO
25 Calavo Growers Inc. CVGW
26 Chegg Inc. CHGG
27 Chevron Corporation CVX
28 City Office REIT Inc. CIO
29 Comcast Corporation CMCSA
30 CTI BioPharma Corporation CTIC
31 Darden Restaurants, Inc. DRI
32 Dick's Sporting Goods, Inc. DKS
33 Dorman Products, Inc. DORM
34 ESCO Technologies, Inc. ESE
35 Farmer Brothers Co. FARM
36 FARO Technologies, Inc. FARO
37 FB Financial Corp. FBK
38 First Hawaiian, Inc. FHB
39 Fortive Corp. FTV
40 GrafTech International Ltd. GTI
41 Granite Point Mortgage Trust, Inc. GPMT
42 GSI Technology Inc. GSIT
43 Healthpeak Properties, Inc. PEAK
44 Heska Corp. HSKA
45 Hostess Brands Inc. TWNK
46 Illumina Inc. ILMN
47 Independent Bank Corp. IBCP
48 Ingevity Corp. NGVT
49 Invesco Mortgage Capital Inc. IVR
50 Iovance Biotherapeutics Inc. IOVA
51 iRobot Corporation IRBT
52 JM Smucker Company, The SJM
53 Kratos Defense & Security Solutions Inc. KTOS
54 Kronos Worldwide Inc. KRO
55 Lamb Weston Holdings, Inc. LW
56 Liberty Latin America Ltd. LILA
57 Life Storage, Inc. LSI
58 Lithia Motors, Inc. LAD
59 Livent Corp. LTHM
60 Logitech International SA LOGI
61 Marathon Petroleum Corp. MPC
62 Marlin Business Services Corp. MRLN
63 Masonite International Corp. DOOR
64 MGIC Investment Corp. MTG
65 Momentive Global Inc. MNTV
66 Neogen Corp. NEOG
67 NetScout Systems, Inc. NTCT
68 New Relic Inc. NEWR
69 Nexpoint Residential Trust, Inc. NXRT
70 NuVasive, Inc. NUVA
71 Olympic Steel Inc. ZEUS
72 Omega Healthcare Investors Inc. OHI
73 OneSpan Inc. OSPN
75 Parsons Corp PSN
76 Paylocity Holding Corp. PCTY
77 Penske Automotive Group, Inc. PAG
78 Premier Inc. PINC
79 Prothena Corporation PLC PRTA
80 Pure Storage Inc. PSTG
81 Quest Diagnostics, Inc. DGX
82 Quinstreet, Inc. QNST
83 RadNet, Inc. RDNT
84 Redfin Corp. RDFN
85 S&T Bancorp, Inc. STBA
86 Sabre Corp. SABR
87 Select Energy Services, Inc. WTTR
88 Service Corporation International SCI
89 Stoke Therapeutics, Inc. STOK
90 Store Capital Corp. STOR
91 Sunstone Hotel Investors Inc. SHO
92 Take-Two Interactive Software Inc. TTWO
93 TAL Education Group TAL
94 TE Connectivity Ltd. TEL
95 Terex Corp. TEX
96 Textron, Inc. TXT
97 TowneBank TOWN
98 Transocean Ltd. RIG
99 TripAdvisor, Inc. TRIP
100 UniFirst Corp. UNF
101 United Rentals, Inc. URI
102 Uniti Group, Inc. UNIT
103 Univar Inc. UNVR
104 US Bancorp USB
105 USANA Health Sciences Inc. USNA
106 Varex Imaging Corp. VREX
107 Vera Bradley, Inc. VRA
108 Verisign, Inc. VRSN
109 Vir Biotechnology, Inc. VIR
110 W.W. Grainger, Inc. GWW
111 WestRock Company WRK
112 Weyerhaeuser Co. WY
113 White Mountains Insurance Group, Ltd. WTM
114 Winmark Corp. WINA
115 Wyndham Hotels & Resorts, Inc. WH
116 XPO Logistics Inc. XPO
117 Zimmer Biomet Holdings Inc. ZBH
118 Zuora, Inc. ZUO


Important:  The data reflected in this report are only current as of the dates indicated for each individual company.  SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.

Similarly, public company disclosures made since the dates indicated herein could impact your analysis.   

The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

Full disclosures and important additional information appear at the end of this report.