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Latest Research & Analysis
29-Jan-2015 - As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 34 companies -- No SEC Investigative Activity Company Name Ticker Date of Response Acxiom...
29-Jan-2015 - Comments/Updates on Disclosed SEC Investigative Activity Dun & Bradstreet Corp. (DNB): A Disclosed SEC Investigation is On-Going – and Now it’s Protracted. In a letter dated 08-Dec-2014, the SEC confirmed that this company was somehow involved in a recently active and...
29-Jan-2015 - Documents Recently Received (or Denied) Starwood Hotel & Resorts Worldwide, Inc. (HOT): Documents available from an undisclosed Sep-2014 SEC probe. The SEC recently informed us that “Starwood Hotel & Resorts Worldwide, Inc. was listed in the search...
29-Jan-2015 - Documents Recently Received (or Denied) Valmont Industries, Inc. (VMI): Document received on an undisclosed SEC probe from Aug-2014 involving a whistleblower. In summer 2014 we added Valmont Industries to our Watch List over existence of some kind of...
28-Jan-2015 - Documents Recently Received (or Denied) Capital One Financial Corporation (COF): Documents Released. In March-April 2013 the SEC reached agreement with Capital One and two of its executives regarding understating millions in auto loan losses sustained during the...
28-Jan-2015 - Documents Recently Received (or Denied) Kohl's Corp. (KSS): Documents related to an undisclosed now-closed SEC probe available. According to the SEC, “…we have identified records, in both paper and electronic format (approximately equivalent to more than three...
28-Jan-2015 - Documents Recently Received (or Denied) BancorpSouth, Inc. (BXS): An example of helpful disclosures concerning an SEC probe - Documents Released. At a time when we find [way] too many companies don’t even bother to disclose their SEC probes, or those that do so...
27-Jan-2015 - At present, this report is posted in real-time for free (with registration). In the future Probes Reporter will become a paid subscription service. At that time you should expect both timing and access to our content that you enjoy today for free will gradually change....