Omnicare, Inc. - OCR

Involvement in Previously Undisclosed SEC Investigative Activity Now Appears Over – Removed From Watch List.

In a letter dated 05-Sep-2014, we received information from the SEC suggesting this company was involved in unspecified SEC investigative activity. We found no disclosure of the same as of that date.

In a letter dated 02-Feb-2015, we received information from the SEC suggesting SEC investigative activity involving this company was over.   We may now find out what was going on here as the file will be remanded for further processing. 

In addition, we were provided with a one-page Case Closing Report from an investigation that ended 13-Aug-2012.  It's been added to our database.

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.