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Latest Research & Analysis
5-Feb-2015 - Comments/Updates on Disclosed SEC Investigative Activity Logitech International SA (LOGI): No Meaningful Updates From Company on a Disclosed & Protracted SEC Investigation. Protracted SEC probes, especially those with long look-back periods as is the case here, can be...
5-Feb-2015 - Nokia Corporation (NOK): No Records Found on Appeal, As We Expected. In a letter dated 25-Nov-2014, we received information from the SEC suggesting this company was involved in unspecified SEC investigative activity. As a matter of law, the SEC was acknowledging some sort...
5-Feb-2015 - Carter's Inc. (CRI): No Records Found on Appeal. In a letter dated 03-Dec-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, the SEC was acknowledging some...
5-Feb-2015 - InterOil Corporation (IOC) No Records Found on Appeal. In a letter dated 10-Dec-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, the SEC was acknowledging some sort...
5-Feb-2015 - As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 37 companies -- No SEC Investigative Activity Company Name Ticker Date of Response...
30-Jan-2015 - At present, this report is posted in real-time for free (with registration). In the future Probes Reporter will become a paid subscription service. At that time you should expect both timing and access to our content that you enjoy today for free will gradually change....
30-Jan-2015 - At present this report is posted in real-time for free (with registration). In the future Probes Reporter will become a paid subscription service. At that time you should expect both timing and access to our content that you enjoy today for free will gradually change....
30-Jan-2015 - As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 32 companies -- No SEC Investigative Activity Company Name Ticker Date of Response AGL...