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Latest Research & Analysis
14-Jan-2015 - Oshkosh Corporation (OSK) No Records Found on Appeal. In a letter dated 28-Oct-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. The SEC gave us this response off-and-on going back to...
14-Jan-2015 - Nuance Communications (NUAN) No Records Found on Appeal. In a letter dated 10-Sep-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, the SEC was acknowledging...
14-Jan-2015 - Actavis (ACT) / Forest Laboratories, Inc. (FRX):** No Records Found on Appeal. In a letter dated 23-Sep-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, the SEC...
14-Jan-2015 - Clorox Company (CLX) No Records Found on Appeal. In a letter dated 03-Sep-2014, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, they were acknowledging some sort...
14-Jan-2015 - News Corp. (NWSA) No Records Found on Appeal. Three times since 05-Dec-2012, the SEC cited the "law enforcement exemption" of the FOIA as basis to deny the public access to the detailed records we sought on this company. As a matter of law, they were acknowledging some sort of...
19-Dec-2014 - In April-2014 we confirmed undisclosed SEC investigative activity at Nike. A recently received data point reaffirms that risk. With the earnings miss, it's time Nike management speak to this. The Probes Reporter™ Watch List tracks those companies involved in...
19-Dec-2014 - The Probes Reporter™ FOIA Update is designed to let you know of new documents and information we recently received from the SEC in response to our Freedom of Information Act requests, appeals, and follow-up activities. At present, this report is posted in real-time for free....
19-Dec-2014 - The Probes Reporter™ Watch List tracks those companies involved in undisclosed SEC investigative activity. Names are added to and removed from this list frequently based on responses we receive to Freedom of Information Act (FOIA) requests we file with the SEC. This is...