FOIA Update: 34 Companies With No Recent SEC Investigative Activity Found

As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 34 companies --

No SEC Investigative Activity

Company Name Ticker Date of Response
Acxiom Corporation ACXM 16-Dec-2014
Affymetrix, Inc. AFFX 19-Dec-2014
Agnico-Eagle Mines Ltd. AEM 16-Dec-2014
Alexandria Real Estate Equities, Inc. ARE 18-Dec-2014
Amgen Inc. AMGN 18-Dec-2014
Applied Industrial Technologies, Inc. AIT 16-Dec-2014
Array BioPharma, Inc. ARRY 19-Dec-2014
Brunswick Corporation BC 16-Dec-2014
Cell Therapeutics, Inc. CTIC 15-Dec-2014
Centene Corp. CNC 16-Dec-2014
Cognex Corporation CGNX 17-Dec-2014
Cohu, Inc. COHU 16-Dec-2014
Constellation Energy Partners LLC CEP 19-Dec-2014
Crocs, Inc. CROX 15-Dec-2014
Dupont Fabros Technology, Inc. DFT 16-Dec-2014
EnLink Midstream LLC ENLC 16-Dec-2014
Gran Tierra Energy, Inc. GTE 18-Dec-2014
Greenbrier Companies Inc., The GBX 15-Dec-2014
HFF, Inc. HF 16-Dec-2014
Hilltop Holdings Inc. HTH 16-Dec-2014
Intevac, Inc. IVAC 16-Dec-2014
LaClede Group Inc., The LG 15-Dec-2014
Lexington Realty Trust LXP 17-Dec-2014
Medifast Inc. MED 19-Dec-2014
Methode Electronics, Inc. MEI 17-Dec-2014
Olympic Steel Inc. ZEUS 16-Dec-2014
Omega Protein Corp. OME 17-Dec-2014
Omnicell, Inc. OMCL 17-Dec-2014
Pegasystems Inc. PEGA 18-Dec-2014
Protective Life Corp. PL 18-Dec-2014
Quality Distribution, Inc. QLTY 18-Dec-2014
Swift Energy Co. SFY 15-Dec-2014
TJX Companies Inc., The TJX 18-Dec-2014
Urstadt Buddle Properties Inc. UBA 15-Dec-2014

 

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

No