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Latest Research & Analysis
11-Dec-2018 - BGC Partners, Inc. – BGCP: Added to Watch List of companies with undisclosed SEC investigations. The first response indicating an SEC investigation was dated 01-Oct-2018, and later confirmed on 26-Oct-2018. This is a change from a response dated 26-Oct-2017, at which time no...
11-Dec-2018 - Ingersoll-Rand plc – IR: An undisclosed SEC investigation is again confirmed. Ingersoll-Rand plc remains on our Watch List of companies with undisclosed SEC investigations. We found at least two SEC investigations since Oct-2012. The response indicating more recent...
11-Dec-2018 - Schlumberger Limited – SLB: An undisclosed SEC investigation is again confirmed. Schlumberger remains on our Watch List of companies with undisclosed SEC investigations. Investigative activity off-and-on since Nov-2012. First response indicating an SEC probe was dated 25-Aug-...
3-Dec-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Company Comments Company Comments in today’s research...
20-Nov-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Probes Reporter® Data Feed Watch List Activity – New Data Suggests...
16-Nov-2018 - Honeywell International, Inc. – HON ($148.19 Mkt Cap $109.2 B): The company’s narrative on a recently disclosed SEC investigation doesn’t add up. The market is widely aware that Honeywell disclosed an SEC investigation with the filing of a 10-Q on 19-Oct-2018. Per the...
16-Nov-2018 - Navient Corp. – NAVI: Removed from Watch List. We were early and accurate in warning you about what turned out to be a two-year, formal SEC investigation of Navient that only ended in Aug-2018, yet was never disclosed. Unfortunately, even with documents in hand, we...
16-Nov-2018 - Overseas Shipholding Group Inc. – OSG: Removed from Watch List. In summer 2018, the SEC indicated 16 boxes of records were available on a closed investigation on which no other data was provided. The company announced settlement of an SEC probe on 23-Jan-2017, but the SEC...