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Latest Research & Analysis
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). BT Group plc – BT: Removed from Watch List. An appeal response dated 1-Mar-2019, suggests SEC investigative activity involving this company was over. File(s) remanded for additional processing and...
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). China Petroleum & Chemical Corp. – SNP: An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC probe was dated 22-Feb-2017. Ongoing enforcement proceedings now...
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). FTI Consulting, Inc. – FCN: Removed from Watch List. It appears the SEC investigation(s) that previously caused our access to records to be denied on FTI Consulting, Inc. is now over. We...
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Monro, Inc. – MNRO: An undisclosed SEC investigation is again confirmed. The first FOIA response indicating SEC investigation was dated 24-May-2018. On-going enforcement proceedings confirmed on appeal two...
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Sterling Construction Co, Inc – STRL: Removed from Watch List. An appeal response dated 1-Mar-2019, suggests SEC investigative activity involving this company was over. File(s) remanded for...
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Tenneco, Inc. – TEN: An undisclosed SEC investigation is again confirmed. An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC probe was dated 04-Oct-2017. ...
28-Mar-2019 - To access the SEC Investigation Update, which includes our full research history on this company, click on the PDF (only visible when logged-in). Under Armour, Inc – UA: Update – 28-Mar-2019 Documents show the SEC investigated UA for the data breach disclosed in 2018....
28-Mar-2019 - USANA Health Sciences – USNA: A disclosed SEC investigation is confirmed as on-going. Usana’s been disclosing a FCPA investigation related to a China operation called BabyCare Ltd. We observe a lot of cut-and-paste is used in this company’s disclosures in place of actual...