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Latest Research & Analysis
28-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Tenneco, Inc. – TEN: An undisclosed SEC investigation is again confirmed. An undisclosed SEC investigation is again confirmed. The first FOIA response indicating an SEC probe was dated 04-Oct-2017. ...
28-Mar-2019 - To access the SEC Investigation Update, which includes our full research history on this company, click on the PDF (only visible when logged-in). Under Armour, Inc – UA: Update – 28-Mar-2019 Documents show the SEC investigated UA for the data breach disclosed in 2018....
28-Mar-2019 - USANA Health Sciences – USNA: A disclosed SEC investigation is confirmed as on-going. Usana’s been disclosing a FCPA investigation related to a China operation called BabyCare Ltd. We observe a lot of cut-and-paste is used in this company’s disclosures in place of actual...
28-Mar-2019 - Zion Oil & Gas, Inc. – ZN: Removed from Watch List, Coverage Dropped. We were early and accurate in warning you about what turned out to be a formal SEC investigation into matters not revealed by the company. We observe a lot of filler is now used in this company’s...
27-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Fulton Financial Corporation – FULT: Removed from Watch List. We were early and accurate in warning you about what turned out to be an SEC accounting investigation on which little substantive...
15-Mar-2019 - Inside today’s research update – In today’s report you’ll find comments on the following 12 companies - Cardinal Health Inc. CAH Ciena Corp. CIEN Core Laboratories NV CLB Gilead Sciences, Inc. GILD InnerWorkings Inc. INWK...
15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Cardinal Health Inc – CAH: An undisclosed SEC investigation is again confirmed. The first response indicating SEC investigation was dated 04-Apr-2018. On-going enforcement proceedings confirmed two times...
15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Ciena Corp. – CIEN: SEC investigative activity was recently confirmed as on-going, so it appears this remains an exposure to the company. It’s a disclosed FCPA matter and we see progress toward...