Aon Plc - SEC Investigation Update

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Aon Plc – AON:  An undisclosed SEC investigation is again confirmed. First response indicating an SEC probe was dated 25-Apr-2017. It was confirmed four times since, most recently on 30-Apr-2019.  For this reason, Aon, Plc remains on our Watch List of companies with confirmed, undisclosed SEC investigations.

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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

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