CVS Health Corporation - SEC Investigation Update

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CVS Health Corporation – CVS: An undisclosed SEC investigation is again confirmed. The first FOIA response of another SEC investigation indicating SEC investigation was dated 06-Oct-2016. On-going enforcement proceedings now confirmed four times since, most recently on 30-Apr-2019.  Signs of more than one undisclosed SEC investigation found, with one of them having closed in Oct-2017.  For this reason, CVS Health Corporation remains on our Watch List of companies with confirmed, undisclosed SEC investigations.

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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

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