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Latest Research & Analysis
16-Nov-2018 - Honeywell International, Inc. – HON ($148.19 Mkt Cap $109.2 B): The company’s narrative on a recently disclosed SEC investigation doesn’t add up. The market is widely aware that Honeywell disclosed an SEC investigation with the filing of a 10-Q on 19-Oct-2018. Per the...
16-Nov-2018 - Navient Corp. – NAVI: Removed from Watch List. We were early and accurate in warning you about what turned out to be a two-year, formal SEC investigation of Navient that only ended in Aug-2018, yet was never disclosed. Unfortunately, even with documents in hand, we...
16-Nov-2018 - Overseas Shipholding Group Inc. – OSG: Removed from Watch List. In summer 2018, the SEC indicated 16 boxes of records were available on a closed investigation on which no other data was provided. The company announced settlement of an SEC probe on 23-Jan-2017, but the SEC...
16-Nov-2018 - RE/MAX Holdings, Inc. – RMAX: Removed from Watch List. In late 2017, Re/Max did not timely submit its SEC filings due to what the company said was an internal investigation. This easily could have triggered the undisclosed SEC investigation we were tracking. ...
15-Nov-2018 - Snap, Inc. – SNAP: Danger: Snap is Playing Disclosure Games with Investors over Joint SEC/DOJ Investigations. On Tuesday 13-Nov-2018, Reuters broke a story on Snap, Inc. which opened with this, “The U.S. Justice Department and Securities and Exchange Commission have...
5-Nov-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Companies in Today’s Research Update A10 Networks, Inc. –...
5-Nov-2018 - A10 Networks, Inc. – ATEN: Disclosed SEC investigation(s) confirmed as ongoing. In our opinion, A10 Networks is a troubled company headed by a management team playing Disclosure Games® regarding an SEC investigation. More in today’s report. Disclosure Games® is a...
5-Nov-2018 - Hain Celestial Group, The – HAIN: Disclosed SEC Investigation(s) Confirmed as On-going. Inadequate. It looks like Hain Celestial resolved a two-year SEC accounting investigation. Not so fast. There is a subtlety in language used by the company that could blow-...