Documents
No Recent SEC Investigative Records Found – 81 Companies
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
# |
Company Name |
Ticker |
Date of Response |
|
1 |
Air Transport Services Group, Inc. |
ATSG |
10-Jun-2019 |
|
2 |
Alexander's Inc. |
ALX |
3-Jun-2019 |
|
3 |
Allegiant Travel Co. |
ALGT |
10-Jun-2019 |
|
4 |
Allegion Plc. |
ALLE |
5-Jun-2019 |
|
5 |
Allete, Inc. |
ALE |
10-Jun-2019 |
|
6 |
Anixter International Inc. |
AXE |
13-Jun-2019 |
|
7 |
Antero Midstream Partners LP |
AM |
13-Jun-2019 |
|
8 |
Apogee Enterprises, Inc. |
APOG |
12-Jun-2019 |
|
9 |
Asbury Automotive Group, Inc. |
ABG |
13-Jun-2019 |
|
10 |
Astec Industries, Inc. |
ASTE |
12-Jun-2019 |
|
11 |
Baidu, Inc. |
BIDU |
7-Jun-2019 |
|
12 |
BancorpSouth, Inc. |
BXS |
5-Jun-2019 |
|
13 |
Basic Energy Services, Inc. |
BAS |
3-Jun-2019 |
|
14 |
Biogen Inc. |
BIIB |
4-Jun-2019 |
|
15 |
Buckeye Partners, L.P. |
BPL |
12-Jun-2019 |
|
16 |
Cabot Corp. |
CBT |
13-Jun-2019 |
|
17 |
Capital Senior Living Corp. |
CSU |
13-Jun-2019 |
|
18 |
Central European Media Enterprises Ltd. |
CETV |
6-Jun-2019 |
|
19 |
Charles Schwab Corporation, The |
SCHW |
7-Jun-2019 |
|
20 |
Chart Industries Inc. |
GTLS |
14-Jun-2019 |
|
21 |
Cincinnati Bell, Inc. |
CBB |
6-Jun-2019 |
|
22 |
Commerce Bancshares, Inc. |
CBSH |
12-Jun-2019 |
|
23 |
Core Molding Technologies, Inc. |
CMT |
10-Jun-2019 |
|
24 |
Core-Mark Holding Company, Inc. |
CORE |
10-Jun-2019 |
|
25 |
Crown Holdings Inc. |
CCK |
10-Jun-2019 |
|
26 |
CTS Corporation |
CTS |
5-Jun-2019 |
|
27 |
Cubic Corporation |
CUB |
14-Jun-2019 |
|
28 |
Dow, Inc. (fka, Dow Holdings, Inc.) |
DOW |
12-Jun-2019 |
|
29 |
eHealth, Inc. |
EHTH |
11-Jun-2019 |
|
30 |
El Paso Electric Co. |
EE |
11-Jun-2019 |
|
31 |
Euronet Worldwide Inc. |
EEFT |
11-Jun-2019 |
|
32 |
Farmer Brothers Co. |
FARM |
5-Jun-2019 |
|
33 |
FARO Technologies, Inc. |
FARO |
10-Jun-2019 |
|
34 |
Global Payments Inc. |
GPN |
11-Jun-2019 |
|
35 |
Granite Construction Incorporated |
GVA |
11-Jun-2019 |
|
36 |
Griffon Corporation |
GFF |
6-Jun-2019 |
|
37 |
Grupo Televisa, S.A.B. |
TV |
13-Jun-2019 |
|
38 |
Halliburton Company |
HAL |
7-Jun-2019 |
|
39 |
Haverty Furniture Companies Inc. |
HVT |
6-Jun-2019 |
|
40 |
HCA Healthcare, Inc. |
HCA |
4-Jun-2019 |
|
41 |
Hillenbrand Inc. |
HI |
10-Jun-2019 |
|
42 |
Hudson Pacific Properties Inc. |
HPP |
13-Jun-2019 |
|
43 |
Invacare Corporation |
IVC |
3-Jun-2019 |
|
44 |
J2 Global Inc. |
JCOM |
5-Jun-2019 |
|
45 |
Marsh & McLennan Companies, Inc. |
MMC |
2-May-2019 |
|
46 |
Moneygram International Inc. |
MGI |
3-Jun-2019 |
|
47 |
Orthofix International N.V |
OFIX |
4-Jun-2019 |
|
48 |
Owens Corning, Inc. |
OC |
3-Jun-2019 |
|
49 |
Paychex, Inc. |
PAYX |
12-Jun-2019 |
|
50 |
Photronics Inc. |
PLAB |
10-Jun-2019 |
|
51 |
Plantronics, Inc. |
PLT |
10-Jun-2019 |
|
52 |
Quest Diagnostics, Inc. |
DGX |
12-Jun-2019 |
|
53 |
Radian Group Inc. |
RDN |
14-Jun-2019 |
|
54 |
RBC Bearings Inc. |
ROLL |
12-Jun-2019 |
|
55 |
Realty Income Corp. |
O |
4-Jun-2019 |
|
56 |
Redwood Trust, Inc. |
RWT |
11-Jun-2019 |
|
57 |
RenaissanceRe Holdings Ltd. |
RNR |
13-Jun-2019 |
|
58 |
San Juan Basin Royalty Trust |
SJT |
4-Jun-2019 |
|
59 |
Skechers USA Inc. |
SKX |
5-Jun-2019 |
|
60 |
Sykes Enterprises, Inc. |
SYKE |
4-Jun-2019 |
|
61 |
Textron, Inc. |
TXT |
7-Jun-2019 |
|
62 |
Thermo Fisher Scientific, Inc. |
TMO |
6-Jun-2019 |
|
63 |
Torchmark Corp |
TMK |
12-Jun-2019 |
|
64 |
Tractor Supply Co. |
TSCO |
12-Jun-2019 |
|
65 |
Tyler Technologies, Inc. |
TYL |
5-Jun-2019 |
|
66 |
UDR, Inc. |
UDR |
3-Jun-2019 |
|
67 |
United Rentals, Inc. |
URI |
13-Jun-2019 |
|
68 |
Uniti Group, Inc. |
UNIT |
13-Jun-2019 |
|
69 |
Universal Display Corp. |
OLED |
11-Jun-2019 |
|
70 |
Universal Stainless & Alloy Products Inc. |
USAP |
11-Jun-2019 |
|
71 |
Urban Outfitters Inc. |
URBN |
13-Jun-2019 |
|
72 |
US Bancorp |
USB |
14-Jun-2019 |
|
73 |
US Concrete Inc. |
USCR |
4-Jun-2019 |
|
74 |
Vail Resorts Inc. |
MTN |
13-Jun-2019 |
|
75 |
Vertex Pharmaceuticals, Inc. |
VRTX |
3-Jun-2019 |
|
76 |
West Pharmaceutical Services, Inc. |
WST |
6-Jun-2019 |
|
77 |
WestRock Company |
WRK |
12-Jun-2019 |
|
78 |
Westwood Holdings Group Inc. |
WHG |
6-Jun-2019 |
|
79 |
Xinyuan Real Estate Co., Ltd. |
XIN |
7-Jun-2019 |
|
80 |
Zebra Technologies Corp. |
ZBRA |
5-Jun-2019 |
|
81 |
Zoetis Inc. |
ZTS |
3-Jun-2019 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
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Probes Reporter® research reports provide data, commentary, and analysis on public company interactions with investors and with the SEC. They are heavily reliant on company disclosures and our expertise in using the Freedom of Information Act.
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