Probes Reporter FOIA Update / Data Feed: No Recent SEC Investigative Records Found – 88 Companies

AIMT
ALGN
ALNY
AWR
AMWD
ANH
BFIN
CZR
CWT
ELY
CCBG
FUN
CF
CPK
CRUS
CLW
CZZ
COT
CUZ
DE
DENN
DCOM
ESLT
EBS
EBF
ENVA
ES
FRAN
GEL
GEO
GIII
GMED
HAFC
HL
HSII
HELE
HSY
HIW
HPT
IBCP
IHG
intl
IRM
JLL
KEM
KRC
KIRK
KNL
KFY
KR
LANC
LBTYA
LNC
LQDT
MGLN
MMP
MANH
MANT
MCS
MBI
MEI
MGEE
NPK
NVR
PH
PEI
PRA
RIGL
SBR
SFE
SAIA
SJW
SLG
SSI
SVU
TGT
TEL
TX
TFSL
CLUB
TTEC
UMPQ
UNP
WPG
WDC
WLK
WLL
WPX

As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity.  If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.

# Company Name Ticker Date of Response
1 Aimmune Therapeutics Inc. AIMT 3-May-2019
2 Align Technology, Inc. ALGN 3-May-2019
3 Alnylam Pharmaceuticals, Inc. ALNY 22-Apr-2019
4 American States Water Company AWR 25-Apr-2019
5 American Woodmark Corp AMWD 26-Apr-2019
6 Anworth Mortgage Asset Corporation ANH 26-Apr-2019
7 BankFinancial Corp. BFIN 26-Apr-2019
8 Caesars Entertainment Corp. CZR 24-Apr-2019
9 California Water Service Group CWT 29-Apr-2019
10 Callaway Golf Co. ELY 25-Apr-2019
11 Capital City Bank Group Inc. CCBG 25-Apr-2019
12 Cedar Fair, L.P. FUN 1-May-2019
13 CF Industries Holdings, Inc. CF 23-Apr-2019
14 Chesapeake Utilities Corporation CPK 25-Apr-2019
15 Cirrus Logic, Inc. CRUS 30-Apr-2019
16 Clearwater Paper Corp. CLW 29-Apr-2019
17 Cosan Ltd. CZZ 29-Apr-2019
18 Cott Corporation COT 26-Apr-2019
19 Cousins Properties Incorporated CUZ 25-Apr-2019
20 Deere & Co. DE 25-Apr-2019
21 Denny's Corporation DENN 2-May-2019
22 Dime Community Bancshares, Inc. DCOM 3-May-2019
23 Elbit Systems Ltd. ESLT 3-May-2019
24 Emergent BioSolutions Inc. EBS 25-Apr-2019
25 Ennis Inc. EBF 24-Apr-2019
26 Enova International Inc. ENVA 24-Apr-2019
27 Eversource Energy ES 24-Apr-2019
28 Francesca's Holdings Corporation FRAN 1-May-2019
29 Genesis Energy LP GEL 25-Apr-2019
30 GEO Group Inc., The GEO 3-May-2019
31 G-III Apparel Group, Ltd. GIII 15-Apr-2019
32 Globus Medical Inc. GMED 2-May-2019
33 Hanmi Financial Corp. HAFC 1-May-2019
34 Hecla Mining Co. HL 23-Apr-2019
35 Heidrick & Struggles International, Inc. HSII 24-Apr-2019
36 Helen of Troy Limited HELE 24-Apr-2019
37 Hershey Company, The HSY 23-Apr-2019
38 Highwoods Properties, Inc. HIW 22-Apr-2019
39 Hospitality Properties Trust HPT 22-Apr-2019
40 Independent Bank Corp. IBCP 1-May-2019
41 Intercontinental Hotels Group PLC IHG 22-Apr-2019
42 INTL Fcstone, Inc. INTL 23-Apr-2019
43 Iron Mountain, Inc. IRM 26-Apr-2019
44 Jones Lang LaSalle, Inc. JLL 15-Apr-2019
45 Kemet Corp. KEM 26-Apr-2019
46 Kilroy Realty Corporation KRC 25-Apr-2019
47 Kirkland's Inc. KIRK 23-Apr-2019
48 Knoll, Inc. KNL 29-Apr-2019
49 Korn/Ferry International KFY 22-Apr-2019
50 Kroger Co., The KR 24-Apr-2019
51 Lancaster Colony Corporation LANC 25-Apr-2019
52 Liberty Global PLC LBTYA 25-Apr-2019
53 Lincoln National Corp. LNC 3-May-2019
54 Liquidity Services, Inc. LQDT 26-Apr-2019
55 Magellan Health Services Inc. MGLN 24-Apr-2019
56 Magellan Midstream Partners LP MMP 25-Apr-2019
57 Manhattan Associates Inc. MANH 26-Apr-2019
58 Mantech International Corporation MANT 25-Apr-2019
59 Marcus Corporation MCS 25-Apr-2019
60 MBIA Inc. MBI 30-Apr-2019
61 Methode Electronics, Inc. MEI 1-May-2019
62 MGE Energy Inc. MGEE 25-Apr-2019
63 National Presto Industries, Inc. NPK 30-Apr-2019
64 NVR Inc. NVR 24-Apr-2019
65 Parker-Hannifin Corporation PH 26-Apr-2019
66 Pennsylvania REIT PEI 30-Apr-2019
67 ProAssurance Corporation PRA 2-May-2019
68 Rigel Pharmaceuticals, Inc. RIGL 3-May-2019
69 Sabine Royalty Trust SBR 29-Apr-2019
70 Safeguard Scientifics, Inc. SFE 29-Apr-2019
71 Saia, Inc. SAIA 25-Apr-2019
72 SJW Corp. SJW 25-Apr-2019
73 SL Green Realty Corporation SLG 30-Apr-2019
74 Stage Stores Inc. SSI 24-Apr-2019
75 Supervalu, Inc. SVU 3-May-2019
76 Target Corporation TGT 3-May-2019
77 TE Connectivity Ltd. TEL 30-Apr-2019
78 Ternium S.A. TX 2-May-2019
79 TFS Financial Corp. TFSL 24-Apr-2019
80 Town Sports International Holdings Inc. CLUB 24-Apr-2019
81 TTEC Holdings, Inc. TTEC 2-May-2019
82 Umpqua Holdings Corporation UMPQ 30-Apr-2019
83 Union Pacific Corporation UNP 1-May-2019
84 Washington Prime Group, Inc.  WPG 24-Apr-2019
85 Western Digital Corporation WDC 1-May-2019
86 Westlake Chemical Corporation WLK 17-Apr-2019
87 Whiting Petroleum Corp. WLL 24-Apr-2019
88 WPX Energy Inc. WPX 30-Apr-2019

 

Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies.  Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.  The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

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