Documents
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
| # | Company Name | Ticker | Date of Response |
| 1 | Aimmune Therapeutics Inc. | AIMT | 3-May-2019 |
| 2 | Align Technology, Inc. | ALGN | 3-May-2019 |
| 3 | Alnylam Pharmaceuticals, Inc. | ALNY | 22-Apr-2019 |
| 4 | American States Water Company | AWR | 25-Apr-2019 |
| 5 | American Woodmark Corp | AMWD | 26-Apr-2019 |
| 6 | Anworth Mortgage Asset Corporation | ANH | 26-Apr-2019 |
| 7 | BankFinancial Corp. | BFIN | 26-Apr-2019 |
| 8 | Caesars Entertainment Corp. | CZR | 24-Apr-2019 |
| 9 | California Water Service Group | CWT | 29-Apr-2019 |
| 10 | Callaway Golf Co. | ELY | 25-Apr-2019 |
| 11 | Capital City Bank Group Inc. | CCBG | 25-Apr-2019 |
| 12 | Cedar Fair, L.P. | FUN | 1-May-2019 |
| 13 | CF Industries Holdings, Inc. | CF | 23-Apr-2019 |
| 14 | Chesapeake Utilities Corporation | CPK | 25-Apr-2019 |
| 15 | Cirrus Logic, Inc. | CRUS | 30-Apr-2019 |
| 16 | Clearwater Paper Corp. | CLW | 29-Apr-2019 |
| 17 | Cosan Ltd. | CZZ | 29-Apr-2019 |
| 18 | Cott Corporation | COT | 26-Apr-2019 |
| 19 | Cousins Properties Incorporated | CUZ | 25-Apr-2019 |
| 20 | Deere & Co. | DE | 25-Apr-2019 |
| 21 | Denny's Corporation | DENN | 2-May-2019 |
| 22 | Dime Community Bancshares, Inc. | DCOM | 3-May-2019 |
| 23 | Elbit Systems Ltd. | ESLT | 3-May-2019 |
| 24 | Emergent BioSolutions Inc. | EBS | 25-Apr-2019 |
| 25 | Ennis Inc. | EBF | 24-Apr-2019 |
| 26 | Enova International Inc. | ENVA | 24-Apr-2019 |
| 27 | Eversource Energy | ES | 24-Apr-2019 |
| 28 | Francesca's Holdings Corporation | FRAN | 1-May-2019 |
| 29 | Genesis Energy LP | GEL | 25-Apr-2019 |
| 30 | GEO Group Inc., The | GEO | 3-May-2019 |
| 31 | G-III Apparel Group, Ltd. | GIII | 15-Apr-2019 |
| 32 | Globus Medical Inc. | GMED | 2-May-2019 |
| 33 | Hanmi Financial Corp. | HAFC | 1-May-2019 |
| 34 | Hecla Mining Co. | HL | 23-Apr-2019 |
| 35 | Heidrick & Struggles International, Inc. | HSII | 24-Apr-2019 |
| 36 | Helen of Troy Limited | HELE | 24-Apr-2019 |
| 37 | Hershey Company, The | HSY | 23-Apr-2019 |
| 38 | Highwoods Properties, Inc. | HIW | 22-Apr-2019 |
| 39 | Hospitality Properties Trust | HPT | 22-Apr-2019 |
| 40 | Independent Bank Corp. | IBCP | 1-May-2019 |
| 41 | Intercontinental Hotels Group PLC | IHG | 22-Apr-2019 |
| 42 | INTL Fcstone, Inc. | INTL | 23-Apr-2019 |
| 43 | Iron Mountain, Inc. | IRM | 26-Apr-2019 |
| 44 | Jones Lang LaSalle, Inc. | JLL | 15-Apr-2019 |
| 45 | Kemet Corp. | KEM | 26-Apr-2019 |
| 46 | Kilroy Realty Corporation | KRC | 25-Apr-2019 |
| 47 | Kirkland's Inc. | KIRK | 23-Apr-2019 |
| 48 | Knoll, Inc. | KNL | 29-Apr-2019 |
| 49 | Korn/Ferry International | KFY | 22-Apr-2019 |
| 50 | Kroger Co., The | KR | 24-Apr-2019 |
| 51 | Lancaster Colony Corporation | LANC | 25-Apr-2019 |
| 52 | Liberty Global PLC | LBTYA | 25-Apr-2019 |
| 53 | Lincoln National Corp. | LNC | 3-May-2019 |
| 54 | Liquidity Services, Inc. | LQDT | 26-Apr-2019 |
| 55 | Magellan Health Services Inc. | MGLN | 24-Apr-2019 |
| 56 | Magellan Midstream Partners LP | MMP | 25-Apr-2019 |
| 57 | Manhattan Associates Inc. | MANH | 26-Apr-2019 |
| 58 | Mantech International Corporation | MANT | 25-Apr-2019 |
| 59 | Marcus Corporation | MCS | 25-Apr-2019 |
| 60 | MBIA Inc. | MBI | 30-Apr-2019 |
| 61 | Methode Electronics, Inc. | MEI | 1-May-2019 |
| 62 | MGE Energy Inc. | MGEE | 25-Apr-2019 |
| 63 | National Presto Industries, Inc. | NPK | 30-Apr-2019 |
| 64 | NVR Inc. | NVR | 24-Apr-2019 |
| 65 | Parker-Hannifin Corporation | PH | 26-Apr-2019 |
| 66 | Pennsylvania REIT | PEI | 30-Apr-2019 |
| 67 | ProAssurance Corporation | PRA | 2-May-2019 |
| 68 | Rigel Pharmaceuticals, Inc. | RIGL | 3-May-2019 |
| 69 | Sabine Royalty Trust | SBR | 29-Apr-2019 |
| 70 | Safeguard Scientifics, Inc. | SFE | 29-Apr-2019 |
| 71 | Saia, Inc. | SAIA | 25-Apr-2019 |
| 72 | SJW Corp. | SJW | 25-Apr-2019 |
| 73 | SL Green Realty Corporation | SLG | 30-Apr-2019 |
| 74 | Stage Stores Inc. | SSI | 24-Apr-2019 |
| 75 | Supervalu, Inc. | SVU | 3-May-2019 |
| 76 | Target Corporation | TGT | 3-May-2019 |
| 77 | TE Connectivity Ltd. | TEL | 30-Apr-2019 |
| 78 | Ternium S.A. | TX | 2-May-2019 |
| 79 | TFS Financial Corp. | TFSL | 24-Apr-2019 |
| 80 | Town Sports International Holdings Inc. | CLUB | 24-Apr-2019 |
| 81 | TTEC Holdings, Inc. | TTEC | 2-May-2019 |
| 82 | Umpqua Holdings Corporation | UMPQ | 30-Apr-2019 |
| 83 | Union Pacific Corporation | UNP | 1-May-2019 |
| 84 | Washington Prime Group, Inc. | WPG | 24-Apr-2019 |
| 85 | Western Digital Corporation | WDC | 1-May-2019 |
| 86 | Westlake Chemical Corporation | WLK | 17-Apr-2019 |
| 87 | Whiting Petroleum Corp. | WLL | 24-Apr-2019 |
| 88 | WPX Energy Inc. | WPX | 30-Apr-2019 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
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