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Latest Research & Analysis
3-Jul-2018 - Lexington Realty Trust (LXP): Removed from Watch List. Documents recently received. Lexington Realty Trust was one of many companies named in an Aug-2016 SEC investigation titled, "Certain non-GAAP Revenue Adjustments". Twenty-three pages released, a one-page...
3-Jul-2018 - Lions Gate Entertainment Corp. (LGF): Removed from Watch List. Document recently received. In Jun-2018, the SEC released a one-page Case Closing Report, dated 31-Jan-2017, from an unspecified SEC investigation of Lions Gate. The SEC also withheld a 10-page...
3-Jul-2018 - Monsanto Company (MON): Removed from Watch List. Documents recently identified but blocked. Recent responses tell us undisclosed SEC investigative activity has ended. In Jun-2018, the SEC said it identified, and then blocked our access to "a 3-page case opening and...
3-Jul-2018 - New York REIT Inc. (NYRT): Removed from Watch List, Coverage Dropped. A recent response tells us an undisclosed SEC investigation has ended. In that response, the SEC said it identified, “5 boxes of hard copy records; 1,218 additional files of digital records; and, 2 CDs...
3-Jul-2018 - Pfizer, Inc. (PFE): Removed from Watch List. Large volume of records identified on a recent, now-closed, but undisclosed SEC investigation. In a letter dated 18-Apr-2018, the SEC said it identified an estimated 226 boxes of records from an unspecified SEC...
2-Jul-2018 - Qualcomm Inc. (QCOM): Removed from Watch List. Documents identified, but not released. This tells us a recent undisclosed SEC investigation is over. In a letter dated 03-May-2018, the SEC identified a 2-page Matter Detail Report pertaining to an investigation on which no...
2-Jul-2018 - Trinseo S.A. (TSE): Removed from Watch List. Documents recently received. Trinseo was one of many companies named in an Aug-2016 SEC investigation titled, "Certain non-GAAP Revenue Adjustments". Twenty-three pages released, a one-page "opening narrative" blocked....
2-Jul-2018 - Twenty-First Century Fox Inc. (FOXA): Removed from Watch List. Documents received. In May-2018 we learned an undisclosed SEC investigation of Twenty-First Century Fox appears over. We now have 36 pages of records from that investigation, dated...