Become a client subscriber today and get access to:
- Alerts on undisclosed SEC investigations.
- Disclosure Insight® analysis.
- Content only available to premium subscribers.
- Watch List of Companies with Undisclosed SEC Probes.
Latest Research & Analysis
3-Jul-2018 - Amazon.com Inc. (AMZN): Removed from Watch List. New data now tells us Amazon had a sizable, yet undisclosed, SEC investigation that now appears over. We may soon find out what it was about. In a recent response the SEC said it, “identified non-public records (...
3-Jul-2018 - American Airlines Group Inc (AAL): Removed from Watch List. We recently received 57 pages of records from a 2016 informal inquiry titled, "In the Matter of Certain Airline Disclosure Practices". It appears all the major airlines were involved. In the research...
3-Jul-2018 - Amgen Inc. (AMGN): Removed from Watch List. In a letter dated 26-Apr-2018, the SEC said it identified an estimated 7,742 pages of records from an unspecified SEC investigation of Amgen. The time period was not specified. SEC investigative activity has been found, off-and...
3-Jul-2018 - Amgen Inc. (AMGN): Removed from Watch List. In a letter dated 26-Apr-2018, the SEC said it identified an estimated 7,742 pages of records from an unspecified SEC investigation of Amgen. The time period was not specified. SEC investigative activity has been found, off-and...
3-Jul-2018 - Bridgepoint Education, Inc. (BPI): Removed from Watch List. We recently received 50 pages of analytically-rich documents, dated from May-2016 to Jun-2017, from an SEC accounting investigation which included revenues and scholarships. Our research shows SEC investigative...
3-Jul-2018 - E Trade Financial Corporation (ETFC): Removed from Watch List. Not much to explain a recent undisclosed SEC investigation, unfortunately. We recently received a one-page "opening narrative" to which our access was denied in full. The date was not...
3-Jul-2018 - Flagstar Bancorp Inc. (FBC): Removed from Watch List. Documents received on a recent undisclosed SEC probe that just ended in Apr-2018, but they are not helpful. Two pages released; a single page Case Closing Report and a termination letter sent to the company in Mar-Apr...
3-Jul-2018 - Globus Medical Inc. (GMED): Removed from Watch List. Documents Received. We recently received 50 pages of analytically-rich documents, dated 2016-2017, from an SEC probe into whistleblower and related employee practices at Globus Medical. The company claimed...