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Latest Research & Analysis
3-Jul-2018 - Monsanto Company (MON): Removed from Watch List. Documents recently identified but blocked. Recent responses tell us undisclosed SEC investigative activity has ended. In Jun-2018, the SEC said it identified, and then blocked our access to "a 3-page case opening and...
3-Jul-2018 - New York REIT Inc. (NYRT): Removed from Watch List, Coverage Dropped. A recent response tells us an undisclosed SEC investigation has ended. In that response, the SEC said it identified, “5 boxes of hard copy records; 1,218 additional files of digital records; and, 2 CDs...
3-Jul-2018 - Pfizer, Inc. (PFE): Removed from Watch List. Large volume of records identified on a recent, now-closed, but undisclosed SEC investigation. In a letter dated 18-Apr-2018, the SEC said it identified an estimated 226 boxes of records from an unspecified SEC...
2-Jul-2018 - Qualcomm Inc. (QCOM): Removed from Watch List. Documents identified, but not released. This tells us a recent undisclosed SEC investigation is over. In a letter dated 03-May-2018, the SEC identified a 2-page Matter Detail Report pertaining to an investigation on which no...
2-Jul-2018 - Trinseo S.A. (TSE): Removed from Watch List. Documents recently received. Trinseo was one of many companies named in an Aug-2016 SEC investigation titled, "Certain non-GAAP Revenue Adjustments". Twenty-three pages released, a one-page "opening narrative" blocked....
2-Jul-2018 - Twenty-First Century Fox Inc. (FOXA): Removed from Watch List. Documents received. In May-2018 we learned an undisclosed SEC investigation of Twenty-First Century Fox appears over. We now have 36 pages of records from that investigation, dated...
28-Jun-2018 - Research Update - June 28, 2018 Quick Scan of What’s in Today’s Report Companies in today’s research update – Alphabet, Inc., fka Google, Inc. (GOOG): Removed from Watch List. Documents may be forthcoming. American Outdoor Brands Corp., fka, Smith &...
28-Jun-2018 - This report provides a summary of relevant data and documents we received in response to Freedom of Information Act (FOIA) requests we filed on this company. If we alert you to existence of an undisclosed SEC probe, that means we filed a FOIA request with the SEC on the company in...