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Latest Research & Analysis
4-Sep-2018 - Mobile Telesystems – MBT: Disclosed investigation confirmed as on-going. Within the Mobile Telesystems 6-K filed on 18-Mar-2014, the company first disclosed an SEC investigation. Now, more than 4 years later, the 20-F filed in April-2018, is the first time the term “...
4-Sep-2018 - National Bank Holdings – NBHC: Involvement in a Previously Undisclosed SEC Investigation Now Appears Over – Documents Received - Removed from Watch List. If loans are central to your business, and a regulator is investigating your charge-off practices, it stands to reason...
4-Sep-2018 - NRG Energy, Inc. – NRG: Involvement in a Previously Undisclosed SEC Investigation Now Appears Over – Removed from Watch List – Documents Received. Recently received documents show the undisclosed SEC investigation of NRG Energy that we’ve been tracking since Apr-2017, was...
4-Sep-2018 - Ophthotech Corp. – OPHT: An undisclosed SEC investigation is again confirmed. The first response indicating an SEC investigation was dated 04-Oct-2017, which was now been confirmed twice, most recently on 07-Aug-2018. To access the SEC Investigation Update, which...
4-Sep-2018 - Verizon Communications – VZ: An undisclosed SEC investigation is again confirmed. First response indicating the latest SEC probe was dated 06-Sep-2017, which has now been confirmed twice, most recently on 07-Aug-2018. Note – we are tracking and have new data on...
4-Sep-2018 - Verizon Communications – VZ, the Straight Path Communications (STRP) unit: An undisclosed SEC investigation is again confirmed. First response indicating an SEC probe was dated 17-Feb-2017. Ongoing enforcement proceedings now confirmed three times since, most recently in Aug-...
31-Aug-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Companies in Today’s Research Update Endologix, Inc. – ELGX...
31-Aug-2018 - Endologix, Inc. – ELGX: Disclosed SEC Investigation(s) Confirmed as On-going. We observe a lot of cut-and-paste is used in this company’s disclosures (excerpts in this report) in place of actual updates on SEC investigative activity on which even basic details are lacking....