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Latest Research & Analysis
12-Sep-2018 - This report provides a summary of relevant data and documents we received in response to Freedom of Information Act (FOIA) requests we filed on this company. If we alert you to existence of an undisclosed SEC probe, that means we filed a FOIA request with the SEC on the company in...
4-Sep-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act. Companies in Today’s Research Update Eaton Vance - EV...
4-Sep-2018 - Eaton Vance – EV: Removed from Watch List of companies with undisclosed SEC investigations. It appears the SEC investigation(s) that previously caused our access to records to be denied on Eaton Vance Corp. is now over. We otherwise do not know what was at issue or...
4-Sep-2018 - Honeywell International, Inc. – HON: An undisclosed SEC investigation is again confirmed. First response indicating an SEC probe was dated 08-Aug-2016. Ongoing enforcement proceedings confirmed three times since, most recently in Aug-2018. To access the SEC...
4-Sep-2018 - Intel Corporation – INTC: Added to Watch List of companies with undisclosed SEC investigations. The first response indicating an SEC investigation was dated 19-Jun-2018, and later confirmed on 07-Aug-2018. Today’s report includes possible areas to go deeper in your research...
4-Sep-2018 - Medidata Solutions, Inc. – MDSO: Added to Watch List of companies with undisclosed SEC investigations. Something’s not adding up in the disclosures we found as compared to responses we keep receiving from the SEC about ongoing investigative activity. So we’re adding...
4-Sep-2018 - Mobile Telesystems – MBT: Disclosed investigation confirmed as on-going. Within the Mobile Telesystems 6-K filed on 18-Mar-2014, the company first disclosed an SEC investigation. Now, more than 4 years later, the 20-F filed in April-2018, is the first time the term “...
4-Sep-2018 - National Bank Holdings – NBHC: Involvement in a Previously Undisclosed SEC Investigation Now Appears Over – Documents Received - Removed from Watch List. If loans are central to your business, and a regulator is investigating your charge-off practices, it stands to reason...