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Latest Research & Analysis
27-May-2021 - Capital One Financial Corporation – COF: SEC Investigation Update An undisclosed SEC investigation is again confirmed, as of 21-Apr-2021. We’ve been tracking an undisclosed SEC investigation at Capital One since Sep-2019. This is a change from Oct-2018, at which time no...
27-May-2021 - Exxon Mobil Corporation – XOM: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Exxon is a frequent flyer when it comes to public companies that receive wide media attention about SEC investigative activity which the company itself...
27-May-2021 - Netflix, Inc. – NFLX: SEC Investigation Update An undisclosed SEC investigation is again confirmed. This is our third time warning of an undisclosed SEC investigation at Netflix since Sep-2019. The first FOIA response indicating an SEC investigation was dated 06-...
27-May-2021 - PayPal Holdings, Inc. – PYPL: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at PayPal on 9-Mar-2021, and then later confirmed as ongoing on 21-Apr-2021. The company had two...
27-May-2021 - Smith & Nephew PLC – SNN: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at Smith & Nephew on 19-Feb-2021, and then later confirmed as ongoing on 23-Mar-2021. This...
27-May-2021 - Tilray, Inc., the Aphria, Inc. unit – TLRY/APHA: SEC Investigation Update An undisclosed SEC investigation is again confirmed at Aphria. The first FOIA response indicating an SEC investigation at Aphria was dated 22-Jan-2020. On-going enforcement proceedings now...
26-May-2021 - As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let...
29-Apr-2021 - Company’s appearing in today’s research update -- Camping World Holdings, Inc. – CWH Charles Schwab Corporation – SCHW Costco Wholesale Corporation – COST Crimson Wine Group Ltd – CWG IQVIA Holdings, Inc. – IQV Kroger Co., The – KR Nike, Inc. – NKE Schlumberger...