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27-May-2021 - Netflix, Inc. – NFLX: SEC Investigation Update An undisclosed SEC investigation is again confirmed. This is our third time warning of an undisclosed SEC investigation at Netflix since Sep-2019. The first FOIA response indicating an SEC investigation was dated 06-...
27-May-2021 - PayPal Holdings, Inc. – PYPL: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at PayPal on 9-Mar-2021, and then later confirmed as ongoing on 21-Apr-2021. The company had two...
27-May-2021 - Smith & Nephew PLC – SNN: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at Smith & Nephew on 19-Feb-2021, and then later confirmed as ongoing on 23-Mar-2021. This...
27-May-2021 - Tilray, Inc., the Aphria, Inc. unit – TLRY/APHA: SEC Investigation Update An undisclosed SEC investigation is again confirmed at Aphria. The first FOIA response indicating an SEC investigation at Aphria was dated 22-Jan-2020. On-going enforcement proceedings now...
26-May-2021 - As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let...
29-Apr-2021 - Company’s appearing in today’s research update -- Camping World Holdings, Inc. – CWH Charles Schwab Corporation – SCHW Costco Wholesale Corporation – COST Crimson Wine Group Ltd – CWG IQVIA Holdings, Inc. – IQV Kroger Co., The – KR Nike, Inc. – NKE Schlumberger...
29-Apr-2021 - Camping World Holdings, Inc. – CWH: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using...
29-Apr-2021 - Charles Schwab Corporation – SCHW: SEC Investigation Update Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC. Our work is heavily reliant on company disclosures and our expertise in using the...