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Latest Research & Analysis
1-Jul-2021 - Removed – Franklin Resources Inc., the Legg Mason Inc. unit (as of Jul-2020, LM became a division of Franklin Templeton Investments) – BEN / LM $31.99, Mkt Cap $16.41 B: Legg Mason removed from Watch List. SEC investigative documents received point to what appears to be an...
1-Jul-2021 - NEW – Koppers Holdings, Inc. – KOP $32.35, Mkt Cap $665 mm: Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at Koppers Holdings on 31-Mar-2021, and then later confirmed as ongoing on 18-May-2021. ...
1-Jul-2021 - Removed – Monro, Inc. – MNRO $63.51, Mkt Cap $2.1 B: Removed from Watch List. With recently received 81 pages of investigative records from the SEC that show Monro was involved in an undisclosed 2019-2021 investigation that appeared to focus on Reg FD violations. ...
1-Jul-2021 - Update – Welltower, Inc. – WELL $83.10, Mkt Cap $34.64B B: Undisclosed SEC Investigation Again Confirmed Maintained on Watch List. The first FOIA response indicating an SEC investigation was dated 16-Apr-2020. On-going enforcement proceedings now confirmed on appeal two times...
28-May-2021 - Company’s appearing in today’s research update -- Aegion Corp. – AEGN Cheesecake Factory Inc., The – CAKE Marathon Petroleum Corp. – MPC MasTec Inc. – MTZ Medtronic, Plc – MDT Owens & Minor, Inc. – OMI Procter & Gamble Company – PG Aegion Corp. – AEGN: ...
27-May-2021 - Company’s appearing in today’s research update -- Amgen Inc. – AMGN Aon Plc – AON Capital One Financial Corporation – COF Exxon Mobil Corporation – XOM Netflix, Inc. – NFLX PayPal Holdings, Inc. – PYPL Smith & Nephew PLC – SNN Tilray, Inc., the Aphria, Inc. unit –...
27-May-2021 - Amgen, Inc. – AMGN: SEC Investigation Update An undisclosed SEC investigation is again confirmed. This is our fourth time warning of an undisclosed SEC investigation at Amgen since Apr-2019, again confirmed as ongoing as of 21-Apr-2021. Maintained on Watch List....
27-May-2021 - Aon Plc – AON: SEC Investigation Update An undisclosed SEC investigation is again confirmed. Undisclosed SEC investigative activity first found at Aon on 25-Apr-2017, now confirmed as ongoing seven times since, most recently on 21-Apr-2021. Only generalized and...