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Latest Research & Analysis
27-May-2021 - Company’s appearing in today’s research update -- Amgen Inc. – AMGN Aon Plc – AON Capital One Financial Corporation – COF Exxon Mobil Corporation – XOM Netflix, Inc. – NFLX PayPal Holdings, Inc. – PYPL Smith & Nephew PLC – SNN Tilray, Inc., the Aphria, Inc. unit –...
27-May-2021 - Amgen, Inc. – AMGN: SEC Investigation Update An undisclosed SEC investigation is again confirmed. This is our fourth time warning of an undisclosed SEC investigation at Amgen since Apr-2019, again confirmed as ongoing as of 21-Apr-2021. Maintained on Watch List....
27-May-2021 - Aon Plc – AON: SEC Investigation Update An undisclosed SEC investigation is again confirmed. Undisclosed SEC investigative activity first found at Aon on 25-Apr-2017, now confirmed as ongoing seven times since, most recently on 21-Apr-2021. Only generalized and...
27-May-2021 - Capital One Financial Corporation – COF: SEC Investigation Update An undisclosed SEC investigation is again confirmed, as of 21-Apr-2021. We’ve been tracking an undisclosed SEC investigation at Capital One since Sep-2019. This is a change from Oct-2018, at which time no...
27-May-2021 - Exxon Mobil Corporation – XOM: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Exxon is a frequent flyer when it comes to public companies that receive wide media attention about SEC investigative activity which the company itself...
27-May-2021 - Netflix, Inc. – NFLX: SEC Investigation Update An undisclosed SEC investigation is again confirmed. This is our third time warning of an undisclosed SEC investigation at Netflix since Sep-2019. The first FOIA response indicating an SEC investigation was dated 06-...
27-May-2021 - PayPal Holdings, Inc. – PYPL: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at PayPal on 9-Mar-2021, and then later confirmed as ongoing on 21-Apr-2021. The company had two...
27-May-2021 - Smith & Nephew PLC – SNN: SEC Investigation Update Confirmed, Undisclosed SEC Investigation. Added to Watch List. Undisclosed SEC investigative activity first found at Smith & Nephew on 19-Feb-2021, and then later confirmed as ongoing on 23-Mar-2021. This...