Latest Research & Analysis

18-Sep-2018 - AmTrust Financial Services Inc. – AFSI:  Removed from Watch List of companies with undisclosed SEC investigations.  We warned about an SEC investigation at AmTrust long before the company (finally) disclosed it in May-2018.   The whole set-up here feels slippery...

18-Sep-2018 - Aon Plc – AON:  Maintained on Watch List of Companies with Undisclosed SEC Investigations.  A protracted non-SEC investigation by a regulatory authority in the United Kingdom may be masking SEC and other exposures.  Details in today’s report.   To access the SEC...

18-Sep-2018 - Philip Morris International Inc. – PM:  Added to Watch List of companies with undisclosed SEC investigations.  The first response indicating an SEC investigation was dated 24-Jul-2018, and later confirmed on 22-Aug-2018. This is a change from a response dated 21-Jul-2017...

18-Sep-2018 - UGI Corp. – UGI:  Removed from Watch List of companies with undisclosed SEC investigations.  Latest response indicates no records found.  The first response indicating an SEC investigation was dated 17-Oct-2012. Ongoing enforcement proceedings confirmed six times....

12-Sep-2018 - Probes Reporter® research reports provide commentary and analysis on public company interactions with investors and with the SEC. They are heavily reliant on our expertise in using the Freedom of Information Act.  Companies in Today’s Research Update Chevron Corporation -...

12-Sep-2018 - Chevron Corporation – CVX:  Added to Watch List of companies with undisclosed SEC investigations.  The first response indicating an SEC investigation was dated 10-Jul-2018, and later confirmed on 22-Aug-2018. Today’s report includes possible areas to go deeper in your...

12-Sep-2018 - Knight-Swift Transportation Holdings Inc. – KNX:   Today’s report on Knight-Swift should be taken as a sign of a potentially serious and undisclosed problem.  Full details in today’s report.    To access the SEC Investigation Update, which includes our full...

12-Sep-2018 - Oshkosh Corporation – OSK:  Involvement in a Previously Undisclosed SEC Investigation Now Appears Over – Removed from Watch List – Documents Received.  Recently received documents show the undisclosed SEC investigation of Oshkosh, that we’ve been tracking since Jan-2017,...

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