Latest Research & Analysis

9-May-2019 - As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity.  If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we...

1-May-2019 - Today’s report has new data/comments on the following companies – J&J Snack Foods Corp – JJSF Philip Morris International Inc. – PM SunPower Corporation – SPWR Wageworks, Inc. – WAGE J&J Snack Foods Corp – JJSF:  Removed from Watch List. An appeal response dated...

1-May-2019 - To access the full report, click on the PDF (only visible when logged-in). J&J Snack Foods Corp – JJSF:  Removed from Watch List. An appeal response dated 27-Mar-2019, tells us SEC investigative activity involving this company was over, with 15 pages of related...

1-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Philip Morris International Inc. – PM:  Removed from Watch List.  Philip Morris had two undisclosed FCPA investigations in recent years, both now closed. Newly released documents show Philip...

1-May-2019 - To access the full report, click on the PDF (only visible when logged-in). SunPower Corporation – SPWR: Removed from Watch List.  Recent data tells us there is no longer an undisclosed SEC investigation of SunPower Corporation.  We did receive documents on a closed...

29-Apr-2019 - Inside today’s research update – FOIA Update – Data Feed Report:  Today’s data feed lists 141 US-registered public companies on which we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC investigative activity. In addition, today’s...

29-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Harley-Davidson, Inc. – HOG:  An undisclosed SEC investigation is again confirmed. The first response indicating an SEC investigation was dated 09-Apr-2018.  On-going enforcement proceedings...

29-Apr-2019 - To access the full report, click on the PDF (only visible when logged-in). Knight-Swift Transportation Holdings, Inc. – KNX:  Undisclosed SEC investigations (plural) again confirmed.    Effective 08-Sep-2017, Swift Transportation Co. (SWFT) merged with Knight...

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