SEC Investigation Updates: January 22, 2024

MO
AWR
BCE
BECN
BKE
CWT
CSL
KMX
CATO
CAVA
CBL
CNP
LNG
CB
CRUS
CLW
CME
CNA
CNO
KOF
CMTL
CRVL
CXT
CCI
CWK
DAY
DBI
DXCM
DVAX
EMN
EMBC
FRT
FGEN
FISI
FCNCA
FFWM
FCFS
FBIN
BEN
GMED
GPRO
GGG
LOPE
THG
HEI
HTBK
HFWA
HXL
HBAN
HII
IEP
ICLR
ICUI
IDXX
INFA
INGN
PODD
IONS
IPGP
IRM
JEF
K
KRC
KOD
KSS
LILA
RAMP
LPX
LPLA
LYB
MANH
MKTX
MRVL
MELI
MHK
MWA
NC
NXRT
NXTC
NWE
NU
KIDS
OMI
WOOF
PETS
PHAT
PSMT
PTC
REG
RPM
R
SBR
SFBS
SSB
SSYS
SRDX
TTWO
TPR
TK
TNC
TJX
TOL
TPH
UA
UNP
VLO
VVV
VFC
WDFC

SEC Investigation Updates: January 22, 2024

Today we published updates into SEC investigative activity at the following US companies --

Company Name Ticker
Altria Group, Inc. MO
American States Water Company AWR
BCE, Inc. BCE
Beacon Roofing Supply, Inc. BECN
Buckle Inc. BKE
California Water Service Group CWT
Carlisle Companies Incorporated CSL
Carmax, Inc. KMX
Cato Corporation, The CATO
CAVA Group, Inc. CAVA
CBL & Associates Properties Inc. CBL
CenterPoint Energy, Inc. CNP
Cheniere Energy, Inc. LNG
Chubb Ltd CB
Cirrus Logic, Inc. CRUS
Clearwater Paper Corp. CLW
CME Group, Inc. CME
CNA Financial Corporation CNA
CNO Financial Group, Inc. CNO
Coca-Cola FEMSA S.A.B de C.V. KOF
Comtech Telecommunications Corp. CMTL
Corvel Corporation CRVL
Crane NXT, Co. CXT
Crown Castle, Inc CCI
Cushman & Wakefield PLC. CWK
Dayforce, Inc. DAY
Designer Brands, Inc. DBI
DexCom, Inc. DXCM
Dynavax Technologies Corp. DVAX
Eastman Chemical Co. EMN
Embecta Corp EMBC
Federal Realty Investment Trust FRT
FibroGen Inc. FGEN
Financial Institutions, Inc. FISI
First Citizens Bancshares, Inc. FCNCA
First Foundation, Inc. FFWM
FirstCash Holdings, Inc. FCFS
Fortune Brands Innovations, Inc. FBIN
Franklin Resources, Inc. BEN
Globus Medical Inc. GMED
GoPro, Inc. GPRO
Graco, Inc. GGG
Grand Canyon Education Inc. LOPE
Hanover Insurance Group, Inc. THG
HEICO Corp. HEI
Heritage Commerce Corp. HTBK
Heritage Financial Corp. HFWA
Hexcel Corp. HXL
Huntington Bancshares, Inc. HBAN
Huntington Ingalls Industries, Inc. HII
Icahn Enterprises, L.P. IEP
ICON PLC. ICLR
ICU Medical, Inc. ICUI
Idexx Laboratories, Inc. IDXX
Informatica Inc. INFA
Inogen Inc. INGN
Insulet Corporation PODD
Ionis Pharmaceuticals, Inc. IONS
IPG Photonics Corporation IPGP
Iron Mountain, Inc. IRM
Jefferies Financial Group, Inc. JEF
Kellanova K
Kilroy Realty Corporation KRC
Kodiak Sciences, Inc. KOD
Kohl's Corp. KSS
Liberty Latin America Ltd. LILA
LiveRamp Holdings, Inc. RAMP
Louisiana-Pacific Corp. LPX
LPL Financial Holdings, Inc. LPLA
LyondellBasell Industries NV LYB
Manhattan Associates Inc. MANH
MarketAxess Holdings, Inc. MKTX
Marvell Technology Inc. MRVL
Mercadolibre, Inc. MELI
Mohawk Industries, Inc. MHK
Mueller Water Products, Inc. MWA
Nacco Industries, Inc. NC
Nexpoint Residential Trust, Inc. NXRT
Nextcure, Inc. NXTC
NorthWestern Energy Group Inc. NWE
Nu Holdings Ltd NU
Orthopediatrics Corp. KIDS
Owens & Minor, Inc. OMI
Petco Health & Wellness Company, Inc. WOOF
PetMed Express, Inc. PETS
Phathom Pharmaceuticals, Inc. PHAT
PriceSmart Inc. PSMT
PTC Inc. PTC
Regency Centers Corporation REG
RPM International Inc. RPM
Ryder System, Inc. R
Sabine Royalty Trust SBR
Servisfirst Bancshares, Inc. SFBS
South State Corp. SSB
Stratasys Ltd. SSYS
SurModics, Inc. SRDX
Take-Two Interactive Software Inc. TTWO
Tapestry, Inc. TPR
Teekay Corp Ltd. TK
Tennant Company TNC
TJX Companies Inc. TJX
Toll Brothers Inc. TOL
Tri Pointe Homes Inc. TPH
Under Armour, Inc. UA
Union Pacific Corporation UNP
Valero Energy Corporation VLO
Valvoline, Inc. VVV
VF Corporation VFC
WD-40 Company WDFC
No