EGHT
ABMD
XLRN
ADRO
ADC
ARE
ALCO
AMX
AMSF
ANGO
ARI
AIT
ARCB
ATRO
BHLB
BPMC
BMCH
BC
CTRE
CRI
CTLT
CENT
CHFC
PLCE
COHU
ELP
CYBE
DERM
DLB
DCI
ETN
ECR
ECPG
NPO
ETM
EPD
ESCA
EVTC
EXPR
FR
FRME
FISV
BLX
FCPT
FSP
GBL
GTY
GKOS
GDP
GES
HEES
HASI
HCP
HQY
HRTX
HT
HF
HY
IOSP
NSIT
NTLA
ITCI
IIN
JACK
LADR
LGCY
LDL
MTB
MDCO
MTOR
MSGN
NXST
PCRX
PATK
PEN
PKI
PETS
PLNT
PLUG
POST
PFS
KWR
QUOT
SPGI
SWM
STNG
SHAK
SFS
SR
SPSC
SXI
INN
SGRY
BLD
TZOO
UBSH
UFPI
ECOL
VNDA
VECO
V
VNO
WNC
WMB
WING
WSFS
Documents
No Recent SEC Investigative Records Found – 106 Companies
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
| # | Company Name | Ticker | Date of Response |
| 1 | 8X8, Inc. | EGHT | 30-Jul-2019 |
| 2 | Abiomed Inc. | ABMD | 6-Aug-2019 |
| 3 | Acceleron Pharma Inc. | XLRN | 5-Aug-2019 |
| 4 | Aduro Biotech, Inc. | ADRO | 7-Aug-2019 |
| 5 | Agree Realty Corp. | ADC | 31-Jul-2019 |
| 6 | Alexandria Real Estate Equities, Inc. | ARE | 6-Aug-2019 |
| 7 | Alico, Inc. | ALCO | 9-Aug-2019 |
| 8 | America Movil S.A.B de C.V. | AMX | 2-Aug-2019 |
| 9 | Amerisafe Inc. | AMSF | 13-Aug-2019 |
| 10 | AngioDynamics Inc. | ANGO | 13-Aug-2019 |
| 11 | Apollo Commercial Real Estate | ARI | 29-Jul-2019 |
| 12 | Applied Industrial Technologies, Inc. | AIT | 30-Jul-2019 |
| 13 | ArcBest Corporation | ARCB | 8-Aug-2019 |
| 14 | Astronics Corp. | ATRO | 31-Jul-2019 |
| 15 | Berkshire Hills Bancorp, Inc. | BHLB | 13-Aug-2019 |
| 16 | Blueprint Medicines Corporation | BPMC | 9-Aug-2019 |
| 17 | BMC Stock Holdings Inc. | BMCH | 29-Jul-2019 |
| 18 | Brunswick Corporation | BC | 31-Jul-2019 |
| 19 | Caretrust REIT Inc. | CTRE | 9-Aug-2019 |
| 20 | Carter's Inc. | CRI | 13-Aug-2019 |
| 21 | Catalent, Inc. | CTLT | 8-Aug-2019 |
| 22 | Central Garden & Pet Company | CENT | 12-Aug-2019 |
| 23 | Chemical Financial Corp. | CHFC | 9-Aug-2019 |
| 24 | Children's Place Inc. | PLCE | 12-Aug-2019 |
| 25 | Cohu, Inc. | COHU | 8-Aug-2019 |
| 26 | Companhia Paranaense De Energia-Copel | ELP | 8-Aug-2019 |
| 27 | CyberOptics Corporation | CYBE | 12-Aug-2019 |
| 28 | Dermira Inc. | DERM | 2-Aug-2019 |
| 29 | Dolby Laboratories, Inc. | DLB | 9-Aug-2019 |
| 30 | Donaldson Company, Inc. | DCI | 9-Aug-2019 |
| 31 | Eaton Corporation | ETN | 1-Aug-2019 |
| 32 | Eclipse Resources Corp. | ECR | 12-Aug-2019 |
| 33 | Encore Capital Group, Inc. | ECPG | 29-Jul-2019 |
| 34 | Enpro Industries, Inc. | NPO | 8-Aug-2019 |
| 35 | Entercom Communications Corp. | ETM | 30-Jul-2019 |
| 36 | Enterprise Products Partners L.P. | EPD | 9-Aug-2019 |
| 37 | Escalade Inc. | ESCA | 9-Aug-2019 |
| 38 | Evertec Inc. | EVTC | 12-Aug-2019 |
| 39 | Express Inc. | EXPR | 29-Jul-2019 |
| 40 | First Industrial Realty Trust Inc. | FR | 13-Aug-2019 |
| 41 | First Merchants Corp. | FRME | 29-Jul-2019 |
| 42 | Fiserv, Inc. | FISV | 6-Aug-2019 |
| 43 | Foreign Trade Bank of Latin America, Inc. | BLX | 13-Aug-2019 |
| 44 | Four Corners Property Trust Inc. | FCPT | 29-Jul-2019 |
| 45 | Franklin Street Properties Corp. | FSP | 13-Aug-2019 |
| 46 | Gamco Investors Inc. | GBL | 2-Apr-2019 |
| 47 | Getty Realty Corp. | GTY | 13-Aug-2019 |
| 48 | Glaukos Corp. | GKOS | 30-Jul-2019 |
| 49 | Goodrich Petroleum Corp. | GDP | 8-Aug-2019 |
| 50 | Guess Inc. | GES | 7-Aug-2019 |
| 51 | H&E Equipment Services Inc. | HEES | 7-Aug-2019 |
| 52 | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 29-Jul-2019 |
| 53 | HCP, Inc. | HCP | 6-Aug-2019 |
| 54 | Healthequity Inc. | HQY | 6-Aug-2019 |
| 55 | Heron Therapeutics, Inc. | HRTX | 13-Aug-2019 |
| 56 | Hersha Hospitality Trust | HT | 13-Aug-2019 |
| 57 | HFF, Inc. | HF | 13-Aug-2019 |
| 58 | Hyster-Yale Materials Handling Inc. | HY | 1-Aug-2019 |
| 59 | Innospec Inc. | IOSP | 12-Aug-2019 |
| 60 | Insight Enterprises, Inc. | NSIT | 7-Aug-2019 |
| 61 | Intellia Therapeutics Inc. | NTLA | 1-Aug-2019 |
| 62 | Intra-Cellular Therapies Inc. | ITCI | 6-Aug-2019 |
| 63 | IntriCon Corporation | IIN | 7-Aug-2019 |
| 64 | Jack In The Box Inc. | JACK | 12-Aug-2019 |
| 65 | Ladder Capital Corp. | LADR | 13-Aug-2019 |
| 66 | Legacy Reserves LP | LGCY | 13-Aug-2019 |
| 67 | Lydall Inc. | LDL | 6-Aug-2019 |
| 68 | M&T Bank Corp. | MTB | 1-Aug-2019 |
| 69 | Medicines Company, The | MDCO | 5-Aug-2019 |
| 70 | Meritor Inc. | MTOR | 8-Aug-2019 |
| 71 | MSG Networks Inc. | MSGN | 6-Aug-2019 |
| 72 | Nexstar Broadcasting Group, Inc. | NXST | 5-Aug-2019 |
| 73 | Pacira Pharmaceuticals Inc. | PCRX | 7-Aug-2019 |
| 74 | Patrick Industries Inc. | PATK | 1-Aug-2019 |
| 75 | Penumbra Inc. | PEN | 13-Aug-2019 |
| 76 | PerkinElmer, Inc. | PKI | 12-Aug-2019 |
| 77 | PetMed Express, Inc. | PETS | 13-Aug-2019 |
| 78 | Planet Fitness Inc. | PLNT | 31-Jul-2019 |
| 79 | Plug Power Inc. | PLUG | 5-Aug-2019 |
| 80 | Post Holdings, Inc. | POST | 31-Jul-2019 |
| 81 | Provident Financial Services Inc. | PFS | 1-Aug-2019 |
| 82 | Quaker Chemical Corp. | KWR | 5-Aug-2019 |
| 83 | Quotient Technology Inc. | QUOT | 5-Aug-2019 |
| 84 | S&P Global Inc. | SPGI | 1-Aug-2019 |
| 85 | Schweitzer Mauduit International, Inc. | SWM | 31-Jul-2019 |
| 86 | Scorpio Tankers Inc. | STNG | 2-Aug-2019 |
| 87 | Shake Shack, Inc. | SHAK | 29-Jul-2019 |
| 88 | Smart & Final Stores Inc. | SFS | 6-Aug-2019 |
| 89 | Spire Inc. | SR | 6-Aug-2019 |
| 90 | SPS Commerce, Inc. | SPSC | 30-Jul-2019 |
| 91 | Standex International Corp. | SXI | 30-Jul-2019 |
| 92 | Summit Hotel Properties Inc. | INN | 30-Jul-2019 |
| 93 | Surgery Partners Inc. | SGRY | 13-Aug-2019 |
| 94 | TopBuild Corp. | BLD | 29-Jul-2019 |
| 95 | Travelzoo Inc. | TZOO | 1-Aug-2019 |
| 96 | Union Bankshares Corp. | UBSH | 9-Aug-2019 |
| 97 | Universal Forest Products Inc. | UFPI | 1-Aug-2019 |
| 98 | US Ecology Inc. | ECOL | 9-Aug-2019 |
| 99 | Vanda Pharmaceuticals, Inc. | VNDA | 5-Aug-2019 |
| 100 | Veeco Instruments, Inc. | VECO | 1-Aug-2019 |
| 101 | Visa Inc. | V | 2-Aug-2019 |
| 102 | Vornado Realty Trust | VNO | 2-Aug-2019 |
| 103 | Wabash National Corp. | WNC | 30-Jul-2019 |
| 104 | Williams Companies, Inc. | WMB | 6-Aug-2019 |
| 105 | Wingstop Inc. | WING | 29-Jul-2019 |
| 106 | WSFS Financial Corp. | WSFS | 29-Jul-2019 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
