AGEN
AL
AMH
AME
AMRX
AOS
APPN
AROC
ADP
AVTR
BNED
BBWI
BOX
CP
CTRE
CVCO
CE
CHRD
CHUY
CINF
CLVT
CLH
CGNX
CMC
CRK
XRAY
DVN
DASH
DRQ
DNB
DT
EGRX
ELAN
EA
ENR
NVST
EFX
ETH
EXEL
GSM
FIVE
FLS
BLX
FOX
FSP
GCO
G
GEOS
GABC
GNL
GSBC
GDOT
GES
GWRE
GIFI
HSIC
HLI
HUN
ICFI
IMAX
IR
IRWD
ITRI
JBLU
MCY
COOP
NWLI
BABY
NOG
NTRS
NOVT
NVCR
OKE
OTTR
PARR
MD
PJT
PNM
PRGS
PUMP
PSEC
PFS
PWR
QUOT
RYN
RMAX
RGS
RNG
RITM
RMR
RES
SASR
SXT
SFL
SBGI
SIRI
SITE
SNA
SP
SPTN
SPPI
SFM
STE
SUPN
TRC
TTI
TGH
THR
TMP
TZOO
TCBK
TRS
TGI
TYL
UAL
USLM
UVV
UBA
VSAT
VIAV
VIPS
VNT
WAT
WVE
WBS
WERN
WGO
WOR
XNCR
Documents
SEC Investigation Updates - May 24, 2023
(PDF with full report only visible if logged-in)
Today we published updates into SEC investigative activity at the following companies --
Agenus, Inc. | AGEN |
Air Lease Corporation | AL |
American Homes 4 Rent | AMH |
Ametek, Inc. | AME |
Amneal Pharmaceuticals Inc. | AMRX |
AO Smith Corp. | AOS |
Appian Corp. | APPN |
Archrock, Inc. | AROC |
Automatic Data Processing, Inc. | ADP |
Avantor Inc. | AVTR |
Barnes & Noble Education, Inc. | BNED |
Bath & Body Works, Inc. | BBWI |
Box Inc. | BOX |
Canadian Pacific Railway Ltd. | CP |
Caretrust REIT Inc. | CTRE |
Cavco Industries, Inc. | CVCO |
Celanese Corporation | CE |
Chord Energy Corporation | CHRD |
Chuy's Holdings Inc. | CHUY |
Cincinnati Financial Corp. | CINF |
Clarivate PLC | CLVT |
Clean Harbors, Inc. | CLH |
Cognex Corporation | CGNX |
Commercial Metals Company | CMC |
Comstock Resources Inc. | CRK |
Dentsply Sirona, Inc. | XRAY |
Devon Energy Corporation | DVN |
DoorDash Inc. | DASH |
Dril-Quip, Inc. | DRQ |
Dun & Bradstreet Corp. | DNB |
Dynatrace Inc. | DT |
Eagle Pharmaceuticals, Inc. | EGRX |
Elanco Animal Health Inc. | ELAN |
Electronic Arts, Inc. | EA |
Energizer Holdings, Inc. | ENR |
Envista Holdings Corp. | NVST |
Equifax, Inc. | EFX |
Ethan Allen Interiors, Inc. | ETH |
Exelixis, Inc. | EXEL |
Ferroglobe PLC | GSM |
Five Below Inc. | FIVE |
Flowserve Corp. | FLS |
Foreign Trade Bank of Latin America, Inc. | BLX |
Fox Corporation | FOX |
Franklin Street Properties Corp. | FSP |
Genesco Inc. | GCO |
Genpact Ltd. | G |
Geospace Technologies Corp. | GEOS |
German American Bancorp, Inc. | GABC |
Global Net Lease Inc. | GNL |
Great Southern Bancorp, Inc. | GSBC |
Green Dot Corporation | GDOT |
Guess Inc. | GES |
Guidewire Software, Inc. | GWRE |
Gulf Island Fabrication Inc. | GIFI |
Henry Schein, Inc. | HSIC |
Houlihan Lokey Inc. | HLI |
Huntsman Corporation | HUN |
ICF International Inc. | ICFI |
IMAX Corp. | IMAX |
Ingersoll-Rand Plc | IR |
Ironwood Pharmaceuticals, Inc. | IRWD |
Itron, Inc. | ITRI |
JetBlue Airways Corp. | JBLU |
Mercury General Corporation | MCY |
Mr. Cooper Group, Inc. | COOP |
National Western Life Group, Inc. | NWLI |
Natus Medical Inc. | BABY |
Northern Oil & Gas Inc. | NOG |
Northern Trust Corporation | NTRS |
Novanta, Inc. | NOVT |
Novocure, Ltd. | NVCR |
ONEOK Inc. | OKE |
Otter Tail Corp. | OTTR |
Par Pacific Holdings Inc. | PARR |
Pediatrix Medical Group Inc. (fka, Mednax, Inc.) | MD |
PJT Partners Inc. | PJT |
PNM Resources, Inc. | PNM |
Progress Software Corp. | PRGS |
Propetro Holding Corp. | PUMP |
Prospect Capital Corp. | PSEC |
Provident Financial Services Inc. | PFS |
Quanta Services, Inc. | PWR |
Quotient Technology Inc. | QUOT |
Rayonier, Inc. | RYN |
Re/Max Holdings, Inc. | RMAX |
Regis Corporation | RGS |
RingCentral Inc. | RNG |
Rithm Capital Corp. | RITM |
RMR Group Inc., The | RMR |
RPC, Inc. | RES |
Sandy Spring Bancorp, Inc. | SASR |
Sensient Technologies Corporation | SXT |
SFL Corporation Ltd. | SFL |
Sinclair Broadcast Group Inc. | SBGI |
Sirius XM Holdings Inc. | SIRI |
SiteOne Landscape Supply Inc. | SITE |
Snap-On Inc. | SNA |
SP Plus Corporation | SP |
SpartanNash Company | SPTN |
Spectrum Pharmaceuticals, Inc. | SPPI |
Sprouts Farmers Market, Inc. | SFM |
Steris Corp. | STE |
Supernus Pharmaceuticals Inc. | SUPN |
Tejon Ranch Company | TRC |
Tetra Technologies, Inc. | TTI |
Textainer Group Holdings Limited | TGH |
Thermon Group Holdings, Inc. | THR |
Tompkins Financial Corp. | TMP |
Travelzoo Inc. | TZOO |
Trico Bancshares | TCBK |
TriMas Corp. | TRS |
Triumph Group Inc. | TGI |
Tyler Technologies, Inc. | TYL |
United Airlines Holdings Inc. | UAL |
United States Lime & Minerals, Inc. | USLM |
Universal Corp. | UVV |
Urstadt Buddle Properties Inc. | UBA |
ViaSat Inc. | VSAT |
Viavi Solutions Inc. | VIAV |
Vipshop Holdings Ltd. - ADR | VIPS |
Vontier Corp. | VNT |
Waters Corporation | WAT |
Wave Life Sciences Ltd. | WVE |
Webster Financial Corp. | WBS |
Werner Enterprises, Inc. | WERN |
Winnebago Industries, Inc. | WGO |
Worthington Industries, Inc. | WOR |
Xencor Inc. | XNCR |