In the Probes Reporter Mailbox: 47 Companies with No Signs of Recent SEC Investigative Activity

AAN
ANDE
BIDU
BAS
CBT
CCJ
CPLA
CSU
CMO
CETV
GIB
CHFN
CBB
CBSH
CTS
EXP
PLUS
ELS
FARM
BUSE
GD
GPN
GVA
GFF
HVT
HIBB
IBKR
KSS
LMNX
NUS
OCLR
OC
PBH
PRO
PSA
O
SKX
SBUX
SYKE
SYF
txmd
UGI
URI
UE
WST
WHG
XL

This report provides a summary of relevant data and documents we received in response to Freedom of Information Act (FOIA) requests we filed on this company. If we alert you to existence of an undisclosed SEC probe, that means we filed a FOIA request with the SEC on the company in question and have a response, in black-and-white, on government letterhead that supports our statement. Where history is available, we present it below so you can compare it to company disclosures, where relevant, as well as our most recent data. Other interpretative guidance and disclosures appear below.

To access the full report, click on the PDF (only visible when logged-in).

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

No