Documents
No Recent SEC Investigative Records Found – 84 Companies
Published 19-Nov-2019
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
# |
Company Name |
Ticker |
Date of Response |
|
1 |
Aerie Pharmaceuticals Inc. |
AERI |
28-Oct-2019 |
|
2 |
AMAG Pharmaceuticals, Inc. |
AMAG |
30-Oct-2019 |
|
3 |
Apollo Investment Corp. |
AINV |
1-Nov-2019 |
|
4 |
Autoliv, Inc. |
ALV |
28-Oct-2019 |
|
5 |
AVX Corp. |
AVX |
29-Oct-2019 |
|
6 |
Berkley W. R. Corp. |
WRB |
29-Oct-2019 |
|
7 |
Boston Properties, Inc. |
BXP |
29-Oct-2019 |
|
8 |
Bottomline Technologies Inc. |
EPAY |
29-Oct-2019 |
|
9 |
Brown & Brown, Inc. |
BRO |
30-Oct-2019 |
|
10 |
Callon Petroleum Company |
CPE |
31-Oct-2019 |
|
11 |
Canadian Pacific Railway Ltd. |
CP |
31-Oct-2019 |
|
12 |
Chase Corporation |
CCF |
30-Oct-2019 |
|
13 |
Chuy's Holdings Inc. |
CHUY |
28-Oct-2019 |
|
14 |
Cincinnati Financial Corp. |
CINF |
28-Oct-2019 |
|
15 |
CNA Financial Corporation |
CNA |
4-Nov-2019 |
|
16 |
Comerica, Inc. |
CMA |
31-Oct-2019 |
|
17 |
Commercial Metals Company |
CMC |
28-Oct-2019 |
|
18 |
Commercial Vehicle Group, Inc. |
CVGI |
4-Nov-2019 |
|
19 |
Conmed Corporation |
CNMD |
31-Oct-2019 |
|
20 |
Constellation Brands, Inc. |
STZ |
29-Oct-2019 |
|
21 |
Corcept Therapeutics Inc. |
CORT |
29-Oct-2019 |
|
22 |
CoreCivic Inc. |
CXW |
28-Oct-2019 |
|
23 |
Cullen-Frost Bankers, Inc. |
CFR |
30-Oct-2019 |
|
24 |
Designer Brands, Inc. (fka DSW, Inc.) |
DBI |
28-Oct-2019 |
|
25 |
Domtar Corporation |
UFS |
29-Oct-2019 |
|
26 |
Dycom Industries, Inc. |
DY |
31-Oct-2019 |
|
27 |
Dynavax Technologies Corp. |
DVAX |
30-Oct-2019 |
|
28 |
EPAM Systems, Inc. |
EPAM |
31-Oct-2019 |
|
29 |
ExlService Holdings, Inc. |
EXLS |
29-Oct-2019 |
|
30 |
Harsco Corp. |
HSC |
29-Oct-2019 |
|
31 |
Haynes International, Inc. |
HAYN |
4-Nov-2019 |
|
32 |
Helmerich & Payne Inc. |
HP |
4-Nov-2019 |
|
33 |
Huntington Ingalls Industries, Inc. |
HII |
31-Oct-2019 |
|
34 |
Hyatt Hotels Corporation |
H |
29-Oct-2019 |
|
35 |
Jacobs Engineering Group Inc. |
JEC |
29-Oct-2019 |
|
36 |
KB Home Inc. |
KBH |
1-Nov-2019 |
|
37 |
Lakeland Bancorp, Inc. |
LBAI |
30-Oct-2019 |
|
38 |
Lincoln Electric Holdings Inc. |
LECO |
29-Oct-2019 |
|
39 |
Merrimack Pharmaceuticals Inc. |
MACK |
1-Nov-2019 |
|
40 |
MGM Resorts International |
MGM |
1-Nov-2019 |
|
41 |
Mohawk Industries, Inc. |
MHK |
4-Nov-2019 |
|
42 |
MSA Safety Inc. |
MSA |
29-Oct-2019 |
|
43 |
National Fuel Gas Co. |
NFG |
29-Oct-2019 |
|
44 |
Otonomy Inc. |
OTIC |
31-Oct-2019 |
|
45 |
Par Pacific Holdings Inc. |
PARR |
29-Oct-2019 |
|
46 |
PICO Holdings Inc. |
PICO |
29-Oct-2019 |
|
47 |
Primerica Inc. |
PRI |
31-Oct-2019 |
|
48 |
Progress Software Corp. |
PRGS |
28-Oct-2019 |
|
49 |
Radware, Ltd. |
RDWR |
28-Oct-2019 |
|
50 |
Ryder System, Inc. |
R |
28-Oct-2019 |
|
51 |
Standard Motor Products Inc. |
SMP |
1-Nov-2019 |
|
52 |
Synaptics Inc. |
SYNA |
25-Oct-2019 |
|
53 |
Toro Co. |
TTC |
30-Oct-2019 |
|
54 |
Unit Corporation |
UNT |
30-Oct-2019 |
