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Latest Research & Analysis
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). CBS Corp. – CBS: Something Curious Between CBS Corp. and the SEC. On 01-Apr-2019, the SEC cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to deny...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Chevron Corporation – CVX: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 10-Jul-2018. On-going enforcement...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). DXC Technology Company, the Computer Sciences unit – DXC/CSC: Removed from Watch List. It appears the SEC investigation(s) that previously caused our access to records to be denied on the...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). eBay, Inc. – EBAY: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 24-May-2018. On-going enforcement...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Maiden Holdings Ltd. – MHLD: Confirmed, Undisclosed SEC Investigation. With this report we are updating an earlier report we published on Maiden Holdings with data received on AmTrust Financial Services,...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). National General Holdings Corp. – NGHC: Confirmed, Undisclosed SEC Investigation. With this report we are updating an earlier report we published on National General Holdings with data received on AmTrust...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Raymond James Financial Inc. – RJF: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 12-Apr-2019, and later...
28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). WEX, Inc. – WEX: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 04-Apr-2019, and later confirmed in an appeal...