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Latest Research & Analysis
25-Jun-2019 - Brinker International Inc. – EAT: It appears the SEC investigation(s) that previously caused our access to records to be denied on Brinker International Inc. is now over. Was not on our Watch List. Clients are invited to contact us anytime, in total confidence, to...
25-Jun-2019 - Embraer SA – ERJ: Removed from Watch List. A disclosed SEC investigation is again confirmed as ongoing– we highlight a risk that investors are likely overlooking. Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we...
25-Jun-2019 - Farmland Partners, Inc. – FPI: Removed from Watch List. It appears the SEC investigation(s) that previously caused our access to records to be denied on Farmland Partners, Inc. is now over. Clients are invited to contact us anytime, in total confidence, to discuss...
25-Jun-2019 - Verizon Communications, Inc – VZ: Removed from Watch List. Something Curious Between Verizon Communications and the SEC. Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we identify here. To access the full report...
25-Jun-2019 - Weatherford International Ltd – WFT: An undisclosed SEC investigation is again confirmed. Remains on Watch List of Companies with Undisclosed SEC Investigations. Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we...
25-Jun-2019 - No Recent SEC Investigative Records Found – 81 Companies As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). FOIA Update – Data Feed Report: Today’s data feed lists 88 US-registered public companies on which we received Freedom of Information Act (FOIA) responses to suggest the absence of recent SEC...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). American Equity Investment Life Holding Co. – AEL: Something Curious Between American Equity Investment Life and the SEC. On 26-Mar-2019, the SEC cited the "law enforcement...