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Latest Research & Analysis
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Molson Coors Brewing Company – TAP: Involvement in a Previously Undisclosed SEC Investigation Now Appears Over. It appears the SEC investigation(s) that recently caused our access to records to...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). NetApp, Inc. – NTAP: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 22-Mar-2019, and later confirmed in an...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Paycom Software Inc – PAYC: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 17-Aug-2018. On-going...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Thomson Reuters Corporation – TRI: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 20-Dec-2017, and...
11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). No Recent SEC Investigative Records Found – 88 Companies As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of...
4-Jun-2019 - Company Comments, Data, or Perspectives To access the full report, click on the PDF (only visible when logged-in). We published a fully updated Watch List today. It lists 76 US-registered companies on which we are tracking confirmed, undisclosed SEC investigations. In...
4-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Sunrun, Inc. – RUN: Removed from Watch List. We were early and accurate in warning you about what turned out to be a 2017-2018 SEC investigation into Sunrun. Unfortunately, even with...
3-Jun-2019 - June 03, 2019: Update - Removed from Watch List of companies with undisclosed SEC investigations. Recent data, dated 09-Apr0-2019, suggests no investigative activity found. In Nov-2018, we received 35 pages of heavily--redacted emails that appear to be from a FCPA...