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Latest Research & Analysis
5-Mar-2020 - No Recent SEC Investigative Records Found – 97 Companies Published 05-Mar-2020 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any...
3-Mar-2020 - Newell Brands, Inc. – NWL: SEC Investigation Update Newly Disclosed SEC Investigation We break it down and tell you what makes this new disclosure so troubling. Watch List Status: Removed from Watch List of...
2-Mar-2020 - BP, plc – BP: Update – An undisclosed SEC investigation is again confirmed. Third time since Feb-2018. Maintained on Watch List. To access the full SEC Investigation Update report we published on this company ...
2-Mar-2020 - Chevron Corporation – CVX: Update – An undisclosed SEC investigation is again confirmed. Third time since Jul-2018. Maintained on Watch List. To access the full SEC Investigation Update report we published on this company ...
2-Mar-2020 - CVS Health Corporation – CVS: Update – An undisclosed SEC investigation is again confirmed. Fifth time since Oct-2016. Maintained on Watch List. To access the full SEC Investigation Update report we published on this company ...
2-Mar-2020 - Update: 02-Mar-2020 -- Removed from Watch List. An appeal response of 30-Jan-2020, tells us there is no longer an ongoing SEC investigation. The related file has been remanded for further processing. The first response indicating an SEC investigation was dated...
2-Mar-2020 - Revlon Inc. – REV: Added to Watch List of companies with confirmed, undisclosed SEC investigations. To access the full SEC Investigation Update report we published on this company ...
1-Mar-2020 - Cardinal Health Inc. – CAH: SEC Investigation Update February 29, 2020 Update: Removed from Watch List. Since early 2018, we repeatedly warned about an undisclosed SEC probe at Cardinal Health. On Friday, 28-Feb-2020, the company settled a joint SEC/DOJ FCPA...