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Latest Research & Analysis
2-Mar-2020 - Update: 02-Mar-2020 -- Removed from Watch List. An appeal response of 30-Jan-2020, tells us there is no longer an ongoing SEC investigation. The related file has been remanded for further processing. The first response indicating an SEC investigation was dated...
2-Mar-2020 - Revlon Inc. – REV: Added to Watch List of companies with confirmed, undisclosed SEC investigations. To access the full SEC Investigation Update report we published on this company ...
1-Mar-2020 - Cardinal Health Inc. – CAH: SEC Investigation Update February 29, 2020 Update: Removed from Watch List. Since early 2018, we repeatedly warned about an undisclosed SEC probe at Cardinal Health. On Friday, 28-Feb-2020, the company settled a joint SEC/DOJ FCPA...
27-Feb-2020 - Amazon.com Inc. – AMZN: Another undisclosed SEC investigation is again confirmed. 2nd time since May-2019. Our research history shows that five times between Jun-2014 and May-2017, the SEC confirmed enforcement proceedings that were both ongoing and undisclosed at...
27-Feb-2020 - Blackstone Group, L.P., The – BX: New – Added to our Watch List of companies with confirmed, undisclosed SEC investigations. To access the full SEC Investigation Update report we published on this company ...
27-Feb-2020 - No Recent SEC Investigative Records Found – 124 Companies Published 27-Feb-2020 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think...
12-Feb-2020 - Booz Allen Hamilton Holding Corp. – BAH: Update and analysis of a disclosed SEC Investigation(s) recently confirmed as on-going. There is material risk here – and Booz Allen management appears to be doing their best to make sure you ignore it. This cannot help but be a...
12-Feb-2020 - Hertz Global Holdings Inc. – HTZ: New – Added to our Watch List of companies with confirmed, undisclosed SEC investigations. The company said earlier investigative activity was resolved as of the 10-K filed in Feb-2019. To access the full SEC Investigation...