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Latest Research & Analysis
8-Sep-2016 - Analyst Summary: A disclosed SEC investigation is confirmed as on-going. Even though it’s disclosed, we explain why we think it is highly unlikely Akorn’s joint SEC/US Attorney (read: criminal) probes are discounted into the shares. With cut-and-paste...
8-Sep-2016 - Analyst Summary: Sony appears to us as one of those companies that has yet to meet an SEC investigation it thinks needs to be disclosed. We found evidence of at least two sizable SEC probes that went undisclosed by this company in recent years. On those, the SEC...
6-Sep-2016 - Correction: Office Depot was inadvertently listed in today's report as a company with no signs of recent SEC investigative activity found. That is incorrect. The SEC response was to tell us it was still working on a request we had filed on the company on 05-Aug-2016....
30-Aug-2016 - Analyst Summary: The shares of BOFI have risen nearly 50% since an 02-Aug-2016 conference call on which the CEO gave an impassioned assurance there was no regulatory risk (The stock was $15.34 at the time). We found the CEOs’ remarks heavily qualified, and in our view...
29-Aug-2016 - Analyst Summary: Information received just last week again confirms existence of an undisclosed SEC probe at Prospect Capital (PSEC). Along with earlier responses received from the SEC (in October & November 2015, as well as January and February 2016), this new...
26-Aug-2016 - Analyst Summary: On 18-Aug-2016, AECOM filed an 8-K in response to a negative report on the company that was published by Spruce Point Capital on 15-Aug-2016. What was missing from that 8-K, and all company filings we searched back to Apr-2012, is any clear disclosure of...
25-Aug-2016 - Companies in Today's 25-Aug-2016 Mailbox Report – Ingersoll-Rand Plc $IR Medidata Solutions, Inc. $MDSO National CineMedia, Inc. $NCMI Principal Financial Group Inc. $PFG SeaWorld Entertainment Inc. $SEAS ...
10-Aug-2016 - Companies in Today's Quick Takes Report – Advanced Drainage Systems – WMS Orbital ATK - OA To access the full report, simply click on the PDF posted here (it is only visible to subscribers that are logged-in). To learn more about our research process, including how to...