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Latest Research & Analysis
16-Nov-2016 - To access the full report, click on the PDF. To learn more on our process and what our findings mean, click here. Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be...
24-Oct-2016 - This note describes our data on an undisclosed SEC probe of Time Warner, Inc. and speaks to the political risk it could now entail given the broad opposition to the AT&T / Time Warner deal announced over the weekend. To access the full report, click on the PDF. To learn...
18-Oct-2016 - Disclosure Games® Our research suggests TerraForm Power is playing Disclosure Games regarding an undisclosed SEC investigation. “Disclosure Games®” is a trademarked term we use to highlight those public companies engaging in disclosure practices that in our opinion may be...
18-Oct-2016 - Disclosure Games® Our research suggests Transocean is playing Disclosure Games regarding an undisclosed SEC investigation. “Disclosure Games®” is a trademarked term we use to highlight those public companies engaging in disclosure practices that in our opinion may be...
17-Oct-2016 - Companies in Today's 17-Oct-2016 Mailbox Report – Amazon.com Inc. $AMZN American Airlines Group Inc. $AAL General Cable Corp. $BGC Grupo Televisa, S.A.B. $TV Intrexon $XON Invesco, Ltd. $IVZ MannKind Corp. $...
14-Oct-2016 - Analyst Summary: Today marks just under two months since Hain Celestial said it could not timely file its 10-K due to accounting issues. While some hold onto the notion that HAIN’s accounting issues will soon enough pass, they won’t. We forecast the road ahead for Hain...
13-Oct-2016 - Companies in Today's 13-Oct-2016 Mailbox Report – Bristol-Myers Squibb Company $BMY Caterpillar Inc. $CAT Harris Corporation $HRS Hewlett Packard Enterprise Co. $HPE Kraft Heinz Company, The $KHC Northern Oil & Gas Inc. $NOG Novartis AG...
7-Oct-2016 - Date compiled by Probes Reporter: 07-Oct-2016 Below we describe records we acquired from the US Securities and Exchange Commission under the Freedom of Information Act (FOIA) related to a now-closed SEC investigation of Western Union Co. Our research shows this...