Disclosure Insight - Commentary & Analysis

9-Jul-2014 - Emerson Electric (EMR) was involved in a sizable - and undisclosed - SEC investigation in 2013 which it really doesn't want you to know about.  Of course, the mere existence of an SEC investigation should not be construed as an indication that any violations of law have occurred...

16-Jun-2014 - Baxter International has a confirmed, undisclosed SEC investigation that was on-going as of 19-May-2014. Timing of company disclosures and SEC responses to us suggests this is separate from a multi-year Foreign Corrupt Practices Act (FCPA) investigation the company claims was...

6-Jun-2014 - The announcement by Hertz Global Holdings (HTZ) today of its need to the need to restate earnings as a result of accounting errors is almost certain to trigger a new SEC investigation; that is, if it hasn’t already.  If/when that happens, don't count on the company to rush to...

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