AIR
ABT
ADNT
ALLO
AWI
AIZ
AXTI
BSX
BBIO
CARG
CRS
CCS
CHU
CVBF
DISH
EWBC
FDX
FIBK
FLT
FRHC
FMS
FTEK
GRMN
GSHD
HAIN
HZNP
IEP
IIPR
KNSL
KRO
LADR
LII
LTHM
LOW
LULU
MGY
MMC
NKTR
PACB
PRIM
QRTEA
RLJ
SRPT
SILK
TCMD
TAK
TRGP
VRA
MDRX
WYNN
SEC Investigation Updates - September 21, 2023
Today we published updates into SEC investigative activity at the following 50 US-listed companies --
PDF with full report only visible if logged-in.
| 1 | AAR Corp. | AIR |
| 2 | Abbott Laboratories | ABT |
| 3 | Adient PLC | ADNT |
| 4 | Allogene Therapeutics Inc. | ALLO |
| 5 | Armstrong World Industries Inc. | AWI |
| 6 | Assurant Inc. | AIZ |
| 7 | AXT Inc. | AXTI |
| 8 | Boston Scientific Corporation | BSX |
| 9 | BridgeBio Pharma, Inc. | BBIO |
| 10 | CarGurus Inc. | CARG |
| 11 | Carpenter Technology Corporation | CRS |
| 12 | Century Communities, Inc. | CCS |
| 13 | China Unicom (Hong Kong) Limited | CHU |
| 14 | CVB Financial Corp. | CVBF |
| 15 | Dish Network Corp. | DISH |
| 16 | East West Bancorp Inc. | EWBC |
| 17 | FedEx Corp. | FDX |
| 18 | First Interstate Bancsystem Inc. | FIBK |
| 19 | FleetCor Technologies, Inc. | FLT |
| 20 | Freedom Holding Corporation | FRHC |
| 21 | Fresenius Medical Care AG & Co. KGAA | FMS |
| 22 | Fuel Tech, Inc. | FTEK |
| 23 | Garmin Ltd. | GRMN |
| 24 | Goosehead Insurance, Inc. | GSHD |
| 25 | Hain Celestial Group, Inc. | HAIN |
| 26 | Horizon Therapeutics PLC | HZNP |
| 27 | Icahn Enterprises, L.P. | IEP |
| 28 | Innovative Industrial Properties, Inc. | IIPR |
| 29 | Kinsale Capital Group, Inc. | KNSL |
| 30 | Kronos Worldwide Inc. | KRO |
| 31 | Ladder Capital Corp. | LADR |
| 32 | Lennox International, Inc. | LII |
| 33 | Livent Corp. | LTHM |
| 34 | Lowe's Companies Inc. | LOW |
| 35 | Lululemon Athletica, Inc. | LULU |
| 36 | Magnolia Oil & Gas Corp. | MGY |
| 37 | Marsh & McLennan Companies, Inc. | MMC |
| 38 | Nektar Therapeutics | NKTR |
| 39 | Pacific Biosciences of California Inc. | PACB |
| 40 | Primoris Services Corp. | PRIM |
| 41 | Qurate Retail Inc. | QRTEA |
| 42 | RLJ Lodging Trust | RLJ |
| 43 | Sarepta Therapeutics Inc. | SRPT |
| 44 | Silk Road Medical, Inc. | SILK |
| 45 | Tactile Systems Technology Inc. | TCMD |
| 46 | Takeda Pharmaceutical Co Ltd | TAK |
| 47 | Targa Resources Corp. | TRGP |
| 48 | Vera Bradley, Inc. | VRA |
| 49 | Veradigm, Inc., fka, Allscripts Healthcare Solutions, Inc. | MDRX |
| 50 | Wynn Resorts Ltd. | WYNN |
