SEC Investigation Updates - January 25, 2023
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Today we published updates into SEC investigative activity at the following companies --
| 1 | Aerojet Rocketdyne Holdings Inc. | AJRD |
| 2 | Align Technology, Inc. | ALGN |
| 3 | Ambarella Inc. | AMBA |
| 4 | BrightSphere Investment Group, Inc. | BSIG |
| 5 | Chemours Company, The | CC |
| 6 | Choice Hotels International Inc. | CHH |
| 7 | Commerce Bancshares, Inc. | CBSH |
| 8 | Compass Minerals International, Inc. | CMP |
| 9 | Corteva, Inc. | CTVA |
| 10 | Deciphera Pharmaceuticals Inc. | DCPH |
| 11 | Ebix Inc. | EBIX |
| 12 | EnerSys | ENS |
| 13 | Equinix, Inc. | EQIX |
| 14 | Eventbrite Inc. | EB |
| 15 | Evolent Health Inc. | EVH |
| 16 | Extreme Networks, Inc. | EXTR |
| 17 | Gates Industrial Corp PLC | GTES |
| 18 | Horace Mann Educators Corp. | HMN |
| 19 | Insulet Corporation | PODD |
| 20 | Intel Corporation | INTC |
| 21 | Iridium Communications Inc. | IRDM |
| 22 | Keurig Dr Pepper Inc. | KDP |
| 23 | Kite Realty Group Trust | KRG |
| 24 | LivaNova PLC | LIVN |
| 25 | MarketAxess Holdings, Inc. | MKTX |
| 26 | Mid-America Apartment Communities Inc. | MAA |
| 27 | National Vision Holdings Inc. | EYE |
| 28 | Northrop Grumman Corp. | NOC |
| 29 | Ready Capital Corp. | RC |
| 30 | Schneider National, Inc. | SNDR |
| 31 | Seaboard Corp. | SEB |
| 32 | South State Corp. | SSB |
| 33 | Springworks Therapeutics Inc. | SWTX |
| 34 | Stepan Company | SCL |
| 35 | Stifel Financial Corp. | SF |
| 36 | Talos Energy Inc. | TALO |
| 37 | Taro Pharmaceutical Industries Ltd. | TARO |
| 38 | Texas Capital Bancshares Inc. | TCBI |
| 39 | Watts Water Technologies, Inc. | WTS |
| 40 | Xbiotech, Inc. | XBIT |
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
