SEC Investigation Updates - August 31, 2022
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Today we published updates into SEC investigative activity at the following companies --
| 1 | AMC Entertainment Holdings, Inc. | AMC |
| 2 | Aridis Pharmaceuticals, Inc. | ARDS |
| 3 | Armada Hoffler Properties, Inc. | AHH |
| 4 | Autoliv, Inc. | ALV |
| 5 | Barnes Group, Inc. | B |
| 6 | Blackstone Inc. | BX |
| 7 | Brandywine Realty Trust | BDN |
| 8 | Brink's Company, The | BCO |
| 9 | Brookdale Senior Living Inc. | BKD |
| 10 | Bunge Limited | BG |
| 11 | Camden Property Trust | CPT |
| 12 | Cimpress N.V. | CMPR |
| 13 | Consolidated Edison, Inc. | ED |
| 14 | Cracker Barrel Old Country Store, Inc. | CBRL |
| 15 | Cullen-Frost Bankers, Inc. | CFR |
| 16 | CyberOptics Corporation | CYBE |
| 17 | Erie Indemnity Company | ERIE |
| 18 | Establishment Labs Holdings Inc. | ESTA |
| 19 | ExlService Holdings, Inc. | EXLS |
| 20 | FibroGen Inc. | FGEN |
| 21 | Foot Locker Inc. | FL |
| 22 | Franklin Resources, Inc. | BEN |
| 23 | GlaxoSmithKline Plc. | GSK |
| 24 | Hawaiian Holdings, Inc. | HA |
| 25 | Icahn Enterprises, L.P. | IEP |
| 26 | II-VI, Inc. | IIVI |
| 27 | Inogen Inc. | INGN |
| 28 | Johnson Controls International plc | JCI |
| 29 | Kennametal Inc. | KMT |
| 30 | Knight-Swift Transportation Holdings Inc. | KNX |
| 31 | Lakeland Bancorp, Inc. | LBAI |
| 32 | Liberty Energy Inc., fka, Liberty Oilfield Services, Inc. | LBRT |
| 33 | Lifeway Foods Inc. | LWAY |
| 34 | LPL Financial Holdings, Inc. | LPLA |
| 35 | Martin Marietta Materials Inc. | MLM |
| 36 | Monster Beverage Corporation | MNST |
| 37 | Myriad Genetics Inc. | MYGN |
| 38 | Oceaneering International, Inc. | OII |
| 39 | Oracle Corporation | ORCL |
| 40 | Otonomy Inc. | OTIC |
| 41 | PGT Innovations Inc. | PGTI |
| 42 | Piedmont Office Realty Trust Inc. | PDM |
| 43 | PTC Therapeutics, Inc. | PTCT |
| 44 | Steelcase, Inc. | SCS |
| 45 | Synchrony Financial | SYF |
| 46 | Teladoc Health Inc. | TDOC |
| 47 | Teradyne, Inc. | TER |
| 48 | Vishay Intertechnology, Inc. | VSH |
| 49 | World Acceptance Corp. | WRLD |
| 50 | Xperi Corporation | XPER |
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
